1450-250

黃新波 建設後第一次出海

版畫 一幀

37.5×28.5cm  

1955 年作

1450-251

良鴻 勞工者的加油站

版畫 一幀

16×11cm  

1949 年作 1450-252

野郎 梅蘭芳同志像

版畫 一幀

19×13cm  

1961 年作

1450-253

鄭震 東風日夜送春來

版畫 一幀

32.5×18cm  

1450-256

戴慧文 花

版畫 一幀

24×21.5cm  

1450-255

趙宗藻 百歌

版畫 一幀

14×11cm  

1450-254

趙宗藻 棚下

版畫 一幀

20.5×19.5cm  

1450-257

鄭震 鵲

版畫 一幀

18.5×15cm  

1450-260

蔡秉錚 木瓜熟了

版畫 一幀

30×18.5cm  

1450-261

羅今甲 楊新富

版畫 一幀

18×13.5cm  

1450-259

良鴻 菜市

版畫 一幀

27.5×19.5cm  

1949 年作

1450-258

徐希 小燕來了

版畫 一幀

36.5×20.5cm  

1450-262

張榮奎 早晨

版畫 一幀

36×12.5cm  

1961 年作

1450-263

左中燦 苗穴少女

版畫 一幀

30.5×21cm  

1450-265

佚名 吹木葉

版畫 一幀

23×17.5cm  

1450-264

佚名 王崇倫像

版畫 一幀

29×22.5cm  

1450-266

蔡介如 山水

版畫 一幀

34.5×34cm  

1450-267

黃芳 花卉

版畫 一幀

69.5×45.5cm  

1450-269

佚名 魯迅和蕭伯納

版畫 一幀

29.5×29.5cm  

1450-270

佚名 魯迅

版畫 一幀

29.5×29.5cm  

1450-268

佚名 魯迅逝世像

版畫 一幀

29.5×29.5cm  

1450-271

佚名 高爾基像

雕塑 青銅

35×37×90cm  

1450-272

張德華 魯迅像

1978 年作

雕塑 青銅

22×15×47cm  

畫稿、藏書及來往通信

章

节

四

1450-273

魯迅（1881 ～ 1936） 罕见《引玉集》签名本

精裝本一冊（三閑書店，1935 年再版）

鑒藏印 ：張靜林（朱）

說明 ：魯迅是中國現代文學的奠基人，五四運動的重要參與者。同時是近現代中國新興木刻運動的發起者和栽培者。

    此為鲁迅《引玉集》罕见签名本，为 1935 年之再版，系由魯迅編選的中國第一部蘇聯版畫集，是「中國現代新興木刻之祖」，魯迅被尊為「現

代新興木刻之父」。

    集內收岡察羅夫、法沃爾斯基等十一位蘇聯畫家的版畫作品五十九幅，均據魯迅收藏的作者手拓原本珂羅版翻印。以瞿秋白摘譯的蘇

聯楷戈達耶夫作《十五年來的書籍版畫和單行版畫》作為該書《代序》，並有魯迅所作《< 引玉集 > 後記》（後收入《集外集拾遺》）。

魯迅在後記中敘述了自己搜集版畫的經過，對一些版畫作者的履歷作了簡要介紹，並說明編印此集的目的，是為了將這些珍貴的藝術

品「傳給青年藝術學徒和版畫的愛好者」。據魯迅言，這是他介紹的第三本木刻畫集，因系以白紙換版畫，「所以取『拋磚引玉』之意，

謂之《引玉集》。」魯迅在《< 引玉集 > 廣告》（後收入《集外集拾遺》）中，把《引玉集》的出版稱為「進來中國出版界之創舉」。

    1934 年 3 月魯迅以三閑書屋名義自費出版，裝幀有精平兩種形式，精裝為紀念本，僅印製 50 部，非賣品 ；平裝為流通本，印製 250 部。

由內山完造托東京洪洋社印刷。此書出版後銷路極佳，第二年即行再版加印二百五十部，次即 1935 年版本。

1931 年，當時魯迅正請曹靖華翻譯蘇聯作家亞歷山大·綏拉菲靡維奇的長篇小說《鐵流》，偶然在《版畫》雜誌上看到了蘇聯木刻家

畢斯凱萊夫在《鐵流》一書中所作的插圖，於是寫信委托在蘇聯任教的曹靖華給與搜尋原作。曹靖華不負請托，從作者處尋到木刻並

寄來，在信裏他告訴魯迅一個以物易物的好辦法 :\" 那木刻的定價頗不小，但無須付，蘇聯木刻家說印畫莫妙於中國紙，只要寄些給他

就好。\" 魯迅認為可行。前後兩年，魯迅寄贈白紙與舊書六次。而曹靖華先後七次從蘇聯木刻家手中搜尋木刻作品一百一十八幅，寄

與魯迅。1934 年 1 月，魯迅從一百多幅原版的木刻畫中選其中六十幅，編《引玉集》。這從他所作的《後記》 \" 選出六十幅來，復製成

書 \" 一句中可見 ; 但目錄所列卻只有五十九幅，這也可從魯迅親書的廣告可證 ：「為答作者之盛情，供中國青年藝術家之參考起見，特

選出 59 幅，囑製版名手，用玻璃版精印，神采奕奕，殆可亂真，並加序跋，裝成一冊，定價低廉，近乎賠本，蓋近來中國出版界之創

舉也。」\" 六十亦或五十九，對此李允經先生有一解釋 ：「這可能是因為畢斯凱萊夫所作《鐵流》之圖第四，分為 2 幅，而在目錄中算作

一幅之故」。

    左聯作家方土人的信劄講述了上海「多樣社」創建的相關人事。多樣社是一座兼具出版功能的小型書店，主要由方土人負責。它名為「多

樣」，是希望能將各種各類的書籍都囊括其中，其出版物有政治、童話、藝術、人文、社科等類，包括《斯大林》、張天翼《禿禿大王

及好兄弟》，王任叔《常識以下》及韋太白《庶聯的版畫》，在 1936 年左右較為活躍。

19×15cm（冊）

作者簡介 ：鲁迅（1881 ～ 1936），原名周树人，字豫山、豫亭，后改名豫才，浙江绍兴人。伟大的文学家、思想家、革命家。1918 年首次

用笔名“鲁迅”发表中国现代文学史上第一篇白话小说《狂人日记》，20 年代陆续出版了《呐喊》、《彷徨》、《野草》、《朝花夕拾》、

《华盖集》等专辑。主编过《莽原》、《萌芽》、《译文》等文艺期刊。一生写作一千万字，有多种版本《鲁迅全集》行世。

1450-274

戎戈（1923~2015） 《抗戰八年木刻選集》批註本

洋書 一冊

1946 年作

題跋 ：抗戰八年木刻選集。

說明 ：此為戎戈題跋並批註，舊藏《抗戰八年木刻選集》一冊，1946 年作。

    是書為紀念魯迅逝世十週年而編成，扉頁印有中英文版“謹以此書紀念木刻導師魯迅先生逝世十週年”，中華全國木刻協會編，1946 年 12 月

開明書店出版平裝本。內含戎戈題“抗戰八年木刻選集”，並版畫作品名稱及作者注釋。

抗戰期間是為木刻藝術蓬勃發展的時期，大批藝術家將木刻作為反對日本帝國主義的侵略和宣傳戰鬥的工具。1946 年 9 月 18 日，中華全國木

刻協會在上海舉辦“抗戰八年木刻展覽會”，以此展示抗戰以來木刻創作的進程，並紀念魯迅逝世十週年。即從中挑選 100 幅作品集結成冊出

版，由開明書店葉聖陶等人籌辦，於 9 月 15 日印行。

    是書收有野夫、陳煙橋、趙延年、夏風、李樺、古元、戎戈等 75 位作者作品，卷首有葉聖陶序，次為《中國新興木刻的發生與成長》《編後》

及作者“簡敘”。《選集》初版為精裝本，本件為 12 月再版平裝本。該《選集》展現了八年抗戰的歷史縮影，是在艱苦戰鬥中茁壯成長的藝術作品。

26×18.5cm（冊）

1450-275

戎戈 書法

紙本 畫心  

2002 年作

34×28.5cm

1450-276

戎戈 書法《盧溝橋》

紙本 畫心  

45.5×38cm

1450-277

戎戈 凱綏珂勒惠支語

紙本 畫心  

1995 年作

37.5×33.5cm

1450-278

戎戈（1923~2015） 舊藏木刻書記刊物一批

1.《藝苑朝華（第一期·第一輯）——近代木刻選集（1）》，上海合記教育用品社發行，朝花社選印，1929 年。26.5×19cm（冊）

2.《藝苑朝華（第一期·第二輯）——蕗谷虹兒畫選》，上海合記教育用品社發行，朝花社選印，1929 年。26.5×19cm（冊）

3.《藝苑朝華（第一期·第三輯）——近代木刻選集（2）》，上海合記教育用品社發行，朝花社選印，1929 年。26.5×19cm（冊）

4.《藝苑朝華（第一期·第四輯）——比亞茲萊畫選》，上海合記教育用品社發行，朝花社選印，1929 年。26.5×19cm（冊）

5. 《藝苑朝華（第一期·第五輯）——新俄畫選》，上海光華書局發行，朝花社選印，1930 年。26.5×19cm（冊）

6. 魯迅序，麥綏萊勒作《木刻連環畫故事之一——一個人的受難》，上海良友圖書公司 .

1936 年 9 月再版。14.8×11.5cm（冊）

7. 郁達夫序，麥綏萊勒作《木刻連環畫故事之二——我的懺悔》，上海良友圖書公司 .

1936 年 9 月再版。14.8×11.5cm（冊）

8. 趙家璧序，麥綏萊勒作《木刻連環畫故事之三——沒有字的故事》，上海良友圖書公司 .

1936 年 9 月再版。14.8×11.5cm（冊）

9. 葉靈鳳序，麥綏萊勒作《木刻連環畫故事之四——光明的追求》，上海良友圖書公司，

1936 年 9 月再版。14.8×11.5cm（冊）

10.《木刻紀程 1》，鐵木藝術社印行， 1934 年 6 月初版，一百二十本之一。31.5×23cm（冊）

11. 四冊《引玉集》，魯迅編選，三閒書屋出版，內山書屋代售 .

1934 年 3 月初版（僅刻二百五十部發售）。19.5×15cm（冊）×4

12. 兩冊《木刻創作法》，白危編譯，魯迅校閱，讀書生活出版社 .

1947 年 1 月初版。18×12.8cm（冊）

16.《陳煙橋木刻選集》，陳超南、陳偉南編，上海人民美術出版社 .

1988 年 9 月初版。25.5×23cm（冊）

13.《路碑》，新波作，鹿地亘、胡風序，潮風出版社，1937 年 4 月初版（冊）。

14.《解放》，上海市銀錢業同人聯誼會木刻漫畫組編印，1949 年 6 月初版。31×21.5cm（冊）

15.《北方木刻》，郭沫若序，高原書店，1947 年 5 月初版。25×18cm（冊）

17. 二冊《勝利木刻集——木刻叢刊之一》，枚友木刻社編輯，大明印書館 .

1945 年 10 月 10 日初版。23.5×17.5cm（冊）×2

18.《北方木刻》，郭沫若序，高原書店，1947 年 5 月初版。25×18cm（冊）

16.《陳煙橋木刻選集》，陳超南、陳偉南編，上海人民美術出版社 .

1988 年 9 月初版。25.5×23cm（冊）

19.《民族健康》，安懷作，戰地圖書出版社，1944 年 7 月初版。20.5×18cm（冊）

20. 自集《名人像木刻集》一冊，約 1982 年。20.5×13.5cm（冊）

21.《普希金文集》，戈寶權編，時代書報出版社，1947 年。23.5×17cm（冊）

22《詩刊》，1976 年 9 月號，1978 年 8 月號，1979 年 1 月號，1979 年 3 月號，

1979 年 6 月號，1979 年 7 月號。20×13.5cm（冊）×6

1450-279

戎戈（1923~2015） 藝術創作生涯畫稿集合一批約七百五十幀

畫稿 約七百五十幀

1940 ～ 1990 年代作

說明 ：此為戎戈在長達五十餘年的版畫創作生涯中積累而成的各類畫稿一批共約七百五十幀，其中最重要的部分是《巴金像》、《普希金像》、《全世界人民團結起

來》、《飢民》、《心中的仇恨》、《我以我血薦軒轅》、《魯迅先生像》、《魯迅與新文字》、《上海的龍鬚溝—肇嘉浜路》、《浦江兩岸展新貌》等戎戈版畫的創作

底稿。這些作品往往都曾出版多次，並收入《戎戈版畫選集》中，他們的鉛筆構思稿，毛筆定稿，上色彩稿及套色版畫都收入本標的內，可以據此管窺版

畫家的創作過程。

    其餘畫稿的內容則又涵蓋名人畫像、人民組像、歷史典故、名山大川、鄉村城鎮景象，創作形式包括鉛筆鋼筆素描、傳統水墨、水粉顏料等，時間跨度覆

蓋抗日戰爭、解放戰爭、新中國及改革開放各個時期。此外，本標的中部分係戎戈為連環畫、小說中的插圖、報刊中的插畫所作底稿，頗有趣味。

尺寸不一  

1450-280

戎戈（1923~2015） 有關個人作品導讀及中國新興木刻發展歷程的文稿資料一批約一千八百頁

文稿 約七十冊一千八百頁

1940 ～ 1990 年代作

說明 ：此為戎戈在長達五十餘年的版畫藝術創作生涯中積累的有關版畫創作靈感構思，個人作品導讀及中國新興木刻發展歷程等各類文稿資料約七十冊一千八百

頁。其中藝術創作靈感構思相關的撰文有《從一幅木刻所想到的》、《悼念偉大的藝術家——凱綏·珂勒惠支》等，中國新興木刻發展相關的有《星星之火—

早期的幾個木刻團體》、《中國新興木刻的播種》。至於《創作狂人日記時的魯迅》、《盧溝橋的石獅》、《龍華千載仰高風（附記）》、《綠竹猗猗古猗園》、《心

事浩茫連廣宇（後記）》等，則分別是《創作 < 狂人日記 > 時的魯迅像》、《盧溝曉月——為紀念“七七”神聖抗戰而作》、《龍華桃花》、《南翔古猗園不系

舟》、《心事浩茫連廣宇》戎戈諸部版畫名作的個人導讀，往往其後跟隨作品一併出版。由此可見畫家在著手開始刻版之前，曾做過大量背景知識調查與積累，

亦可據此對作者的創作動機和創作過程進行反推。戎戈大量版畫作品係紀念魯迅而作，旁及回憶左聯時期往事。《悼念偉大的藝術家——凱綏·珂勒惠支》

一文中回憶戎戈了盡魯迅介紹，接觸表現主義木刻版畫原版並深受其影響的往事。

    此外，是批文獻中還包括戎戈毛筆詩稿十頁，足見畫家新詩造詣。另有俄語學習筆記材料多冊，可知其堅持學習俄語達數十年之久。戎戈早年受魯迅《引玉集》

和前蘇聯木刻版畫原版啟發，對俄國文化便深感興趣。

    戎戈 1962 年作政治學習小結，1971 年學習《最高指示》後的總結以及他 1985 年任職《文匯報》編輯部美術組時期黨員登記表亦在本文獻中，較為珍貴，

對於了解畫家生平經歷頗有價值。由登記表內容得知戎戈 1937 至 1959 年中在五洲大藥房任職，期間 1942 至 1945 年跟從顏文樑在蘇州美術專科學校滬校學

習繪畫，1959 至 1966 年入《文匯報》編輯部美術組，又轉調《文匯報》資料研究部直至 1979 年。

尺寸不一  

1450-281

戈寶權（1913 ～ 2000）、丁景唐（1920 ～ 2017）、唐弢（1913 ～ 1992） 致戎戈有關木刻版畫原版作品在報章書籍上

刊載出版的信札一批約一千二百通

信箋 約一千二百通二千六百頁

1940 ～ 1990 年代作

說明 ：此為戎戈在長達五十餘年的版畫藝術創作生涯中收到的有關其木刻版畫原版作品在《文匯報》、《大公報》、《解放日報》以及《普希

金文集》等報章書籍上刊載出版諸事的信札，並及本人自作信札共約一千二百通。除去與各地報社編輯、上海美術作家協會、中華

全國木刻協會、上海木刻研究會、上海市文化運動委員會、中國木刻協會等公函約稿通訊外，其中主要含有唐弢二通二頁、丁景唐

一通一頁，戈寶權一通一頁、汪刃鋒一通四頁、野夫一通二頁、許霏一通一頁、俞沙丁一通一頁、張宛田一通四頁、邵克萍三通三頁、

朱琦一通一頁、冰麓一通三頁、葉飛二通七頁等。

    唐弢一信討論何為上乘的木刻藝術，言一部分畫家如劉峴一味追求“意識”忽略技術，認為細針密縷無法表現“力的美”，造成粗製

濫造的風氣。又一部分如羅清楨、李霧城者只能在風景畫上發揮表現力，望戎戈能獨闢蹊徑開創木刻界的新紀元。唐弢另一信中回

憶早年他曾致信魯迅請教日文版陀思妥耶夫斯基著作之關節，回復建議直接讀俄文原版。又向戎戈推薦一位相熟的李姓滬上俄語名師。

    戈寶權一信係告知戎戈他的木刻版畫原版作品《普希金像》已被收入戈氏編著的《普希金全集》作為插圖出版，望對方盡快來其寓

所領取五十萬元稿酬。

    丁景唐 1999 年之信作於《日中國交正常化二十週年紀念—— 1992 年上海版畫藝術展覽》明信片上，告知戎戈此明信片由日中藝術研

究會事務局長三山陵女士所贈，上面使用了戎氏木刻版畫原版《南翔古猗園不系舟》。丁景唐自稱“老丁”，可見二人關係緊密。

尺寸不一  

部分作者簡介 ：1. 戈寶權（1913 ～ 2000），曾用名葆荃、北泉、北辰、蘇牧等筆名，江蘇東臺人。著名翻譯家。1932 年肄業於上海大夏大學（今

華東師範大學）。歷任生活書店和時代出版社編輯、中蘇友好協會副秘書長、中國社會科學院文學研究所和外國文學研究所

的研究員和學術委員。系新中國後第一位遣外外交官。其翻譯的蘇聯作家高爾基的名篇《海燕》，被列入中國中學語文教材。

        2. 丁景唐（1920 ～ 2017），浙江鎮海人。1944 年畢業於上海光華大學中文系。曾任《小說月報》、《文壇月報》編輯，《文藝學習》

主編。建國後，歷任中共上海市委宣傳部處長，上海市出版局副局長，上海文藝出版社社長兼總編輯，中國出版工作者協

會第一、二屆副主席。

        3. 唐弢（1913 ～ 1992），原名端毅，曾用筆名風子、晦庵、韋長、仇如山、桑天等，歷任復旦大學、上海戲劇專科學校教授，

上海市文化局副局長，中國作家協會上海分會書記處書記，《文藝新地》、《文藝月報》副主編等。1959 年任中國社會科學院

文學研究所研究員，是第二、三、四屆全國政協委員，第四、五屆全國人大代表，中國作家協會理事等職。著有《推背集》、

《海天集》、《短長書》、《唐弢雜文選》等。

        4. 汪刃鋒（1918 ～ 2010），生於安徽全椒，著名木刻家、畫家，現為中國美術家協會會員，中國版畫家協會副秘書長，北京

畫院專業畫家。汪刃鋒是中國國早期木刻運動的創作者和推動者。主要有《高爾基像》、《嘉陵纖夫》等

拍卖规则

拍賣人拍賣規則根據《中華人民共和國拍賣法》

及其他有關法律、法規和實際狀況並參照國際通

行慣例制定，競買人和委託人均須仔細閱讀，並

對自己執行規定之行為負責；在本規定以外的特

殊問題和未盡事項，由拍賣人依據本規則之原則

予以解釋和處理。對有爭議之法律問題，應依據

中華人民共和國法律解決。

第一部分　關於競買人與買受人的主要條款

一、競買人及買受人

（一）競買人是指在拍賣人处登记參加競購拍賣

標的的公民、法人或其他組織。

（二）買受人是指以最高應價購得拍賣標的的競

買人。

（三）競買人應妥善保管在拍賣人處登記的號

牌，他人持有競買人號牌參與競買的後果

由競買人承擔法律責任。

（四）競買人應在拍賣之前憑本人身份證、護照

或有效身份證明填寫及簽署登記表，並領

取競買號牌。競買人為法人或其他組織

的，應在拍賣之前憑有效的註冊登記證

書、法定代表人身份證明或合法的授權委

託手續填寫及簽署登記表，並領取競買號

牌。

（五）競買人應在登記領取競買號牌前向拍賣人

支付競買保證金。競買保證金按本次拍賣

會圖錄中的《競買須知》所確定的數額交

納，但拍賣人與競買人另有約定的除外。

拍賣結束後，若競買人未能購得拍賣標的

且對本公司無任何欠款，則該保證金在拍

賣結束後十二個工作日內全額無息返還競

買人；若競買人成為買受人的，则應在拍

賣成交後的七日內付清購買價款，領取拍

賣標的，原付之保證金予以抵扣。七日內

仍未付清購買價款者，即視為違約，拍賣

人有權沒收競買人在拍賣人處的所有保證

金並追究該違約者的一切責任。

（六）競買人進入拍賣現場即表示遵守和認可本

拍賣規則和拍賣人的其他規定。

（七）競買人舉牌表示其認可拍賣人的加價幅

度，除拍賣人的拍賣師現場有權調節加價

幅度以外，任何人無權以低於加價幅度應

價。

（八）競買人應對自己在任何價位的應價行為負

責，一經拍賣師落槌或者以其他公開表示

買定的方式確認後拍賣即成交。最高出價

人不得反悔並應當場簽定成交確認書，否

則須承擔法律責任。

二、委託競買

（一）競買人應親自出席拍賣會，如無法親自出

席，可委託拍賣人代為競買。拍賣人對競

買未成功或代理競買過程中出現的任何錯

誤、疏忽、過失或無法代為競買等不承擔

任何責任。若兩人以上以相同委託價競

買，則以最先與拍賣人辦理委託競買者為

買受人。

（二）委託拍賣人競買的，委託人最遲應在拍賣

日前二十四小時內向拍賣人出具有效的委

託競買授權書，並支付競買保證金，拍賣

成交後應在七日內付清餘款。

（三）競買人可委託他人進行競買，受託人的競

買行為後果由委託人承擔。如他人持競買

人登記的號牌參與競買的，不論是否經過

號牌持有人同意，因該競買行為所發生的

後果由《競買人登記表》登記的競買人承

擔責任。

（四）委託他人競買的，受託人須在拍賣日前向

本公司出具書面證明並經本公司書面認

可，表明其身份是某競買人的代理人，否

則競買參與人均被視為競買人本人。

（五）競買人委託拍賣人及他人代為競買的，自

委託開始之時，本規則對委託人具有約束

力，接受委託的拍賣人工作人員及其他受

托人的競買後果由委託人承擔責任。

三、對圖錄的說明

（一）拍賣人印制的圖錄及說明書不作為正式出

版物，僅作為拍賣預告，但拍賣規則對參

與拍賣的當事人具有約束力。

（二）拍賣人在拍賣圖錄或其他形式上對任何拍

賣標的有關作者、來歷、日期、年代、尺

寸、質材、裝裱、歸屬、真實性、出處、

保存情況、估計售價或藝術價值所作的介

紹，不表明拍賣人所作的擔保，僅作為意

見供競買人參考。

（三）图录的攝片和印刷色調、層次等與原物有

誤差的，應以原物為準。

（四）拍賣人印制的圖錄，如未對拍賣標的提供

有關資料，並非表明某拍賣標的無瑕疵；

已指出的某特定瑕疵，也並非表明其再無

其他瑕疵。

（五）拍賣人對拍賣標的的真偽及品質不承擔瑕

疵擔保責任。競買人應在拍賣日前，以鑒

定或其他方式（包括聘請專家）查驗擬競

買拍賣標的之原物，自行判斷該拍賣標的

的真偽及品質。一旦參加競買，即視為已

行使上述權力並認可該拍賣標的之現狀

（包括瑕疵），對自己競買某一拍賣標的

的行為承擔法律責任，並不得以任何理由

提出退貨或拒付拍賣款及傭金和其他費

用，否則拍賣人將按本規則對其追究違約

責任。

四、拍賣會設備

拍賣人現場使用貨幣兌換器提供的匯率，僅

為競買人提供參考；如與國家規定匯率有出入，

拍賣人概不負責。

五、傭金

買受人競得拍賣標的後應向拍賣人支付落槌

價的15%的傭金，如買受人不支付該傭金的，拍

賣人除有權要求買受人承擔違約責任外，還有權

拒絕買受人領取拍賣標的。

六、付款及領取拍賣標的

（一）拍賣成交後，買受人應當場付款並領取拍

賣標的，最迟應在拍賣成交后的七日內付

清購買價款並至拍賣人处領取拍賣標的。

（二）買受人支付拍賣款的幣種為人民幣，異類

貨幣按付款當日中國銀行公佈的匯率進行

結算。

（三）買受人全額支付拍賣標的價款及傭金後，

方可獲得拍賣標的之所有權；買受人在尚

未全額付清拍賣款及傭金前，不得領取拍

賣標的。

（四）如因買受人原因，未在拍賣成交後七日內

領取其所購買的拍賣標的的，該拍賣標的

的搬運、倉儲等費用及標的物的其他損失

均由買受人承担，拍賣人不承擔责任。

（五）拍賣人向買受人推薦的包裝及運輸方式，

買受人一經同意即作為自願委託，因包裝

或運輸所造成的一切過失與拍賣人無任何

關係。

七、拍賣標的出售後之責任

拍賣成交後，買受人即對其已成交的拍賣標

的負全責；即便該拍賣標的仍由拍賣人或代理人

保管，保管期間非因拍賣人故意行為而致拍賣標

的損失或損壞的，風險由買受人承擔。

八、逾期付款或不領取拍賣標的的處理

如買受人不付款，或未付清拍賣款，或不領

取拍賣標的的，拍賣人有權隨時提出解除合同，

並要求買受人承擔違約金及違約損失，同時可對

買受人採取以下一項或多項措施：

（一）向西泠印社拍賣有限公司住所地法院起

訴，要求買受人支付拍賣款及傭金、利

息、違約金和其他費用，並支付因違約給

拍賣人及委託人造成的一切損失，包括但

不限於律師一、二、再審及執行程序的代

理費（每個程序在訴訟標的或申请执行标

的的7%以內）、訴訟保全擔保費。

（二） 不向買受人移交拍賣標的。

（三） 在公眾傳播媒體上公開點名譴責違約者及

其違約行為。

（四）再行拍賣或以其他方式出售該拍賣標的。

拍賣人再行拍賣或出售該拍賣標的的，原

買受人應當支付前次拍賣中本人及委託人

應當支付的傭金。再行拍賣或出售的價款

低於原拍賣價款的，原買受人應當補足差

額；再行拍賣的價款高於原拍賣價款的，

高出部分歸拍賣人或委託人，但原買受人

仍應承擔違約責任。

（五）拍賣人自拍賣成交後第八日起，就買受人

未付款部分按日萬分之五收取利息、日萬

分之三收取拍品保管費，直至買受人付清

全部款項之日止。如買受人拖延支付拍賣

款的，已經支付的款項應在扣除其因遲延

支付發生的利息、保管費及拍賣人的其他

損失後再作為拍賣款進行結算。

（六）競買保證金不予退還，同時買受人還應按

照未付款的30%向拍賣人支付違約金。

（七）買受人以同一競買號牌同時拍得多件拍賣

標的的，若買受人未按照約定時間支付任

一拍賣標的的價款，全部競買保證金不予

退還，買受人在未付清全部拍賣款前無權

領取任一拍品。

（八）拍賣成交後七日內，如買受人未向拍賣人

支付拍賣價款，委託人要求取回該拍賣標

的的，拍賣人經審核同意退回後，拍賣人

與買受人的拍賣合同解除，但拍賣人仍有

權要求買受人承擔違約責任。

（九）拍賣成交後，如買受人未向拍賣人付清全

部價款的，拍賣人有權委託他人向買受人

催要全部或部分欠款。

九、擔保聲明

根據拍賣法的相關規定，拍賣人聲明：任何

人或代理人對任何拍賣標的用任何方式所作的

內容介紹及評價（圖錄、幻燈投影、新聞載體

等），僅屬參考意見，並未表示任何擔保，拍賣

人對拍賣標的的真偽或品質不承擔瑕疵擔保責

任，競買人（包括委託競買人）應親自查看拍賣

標的原物，對自己競買拍賣標的的行為承擔法律

責任。

第二部分　關於委託人的主要條款

一、委託人及保證

（一）委託人如無特殊說明，拍賣人將委託人視

作合法財產之所有權人；如系共有財產，

委託人未說明，也表明已經徵得共有人同

意，視其為共有人之代表。

（二）委託人將物品委託給拍賣人拍賣時必須持

身份证或其他有效身份证明及送拍物品的

有關證明，並就委託拍賣的物品來源、內

容向拍賣人說明，並與拍賣人簽署委託協

議。

（三）委託人必須對委託拍賣的物品享有所有權

或處分權，並對因展覽、宣傳、發表和拍

賣等引起的一切糾紛承擔法律責任。如因

此造成拍賣人經濟損失和名譽損失的，委

託人應予賠償。

（四）為便於考訂，委託人應就其知道的或應當

知道的送拍物品的來源及瑕疵向拍賣人指

明或書面提示。

（五）委託人不得競買自己委託拍賣的拍賣標

的，也不得委託或聘請他人代為競買。

二、就委託人委託拍賣的標的，拍賣人對以下事

項處理擁有完全決定權：

（一）擬拍賣的拍賣標的是否適合由拍賣人拍

賣，以及拍賣地點、日期、拍賣條件及拍

賣方式。

（二）在圖錄內以及新聞媒體中對任何拍賣標的

作任何內容說明和評介。

（三）在實際拍賣前的任何時間解除委託拍賣協

議（撤回拍賣標的），以及與委託人協商

修訂保留價。

三、保留價

（一）所有拍賣標的均設保留價，委託人有權就

保留價數額與拍賣人書面約定。保留價數

額一經雙方同意後如需更改，須經拍賣人

同意。

（二）拍賣人不得低於保留價拍賣委託人送拍的

拍賣標的，但拍賣人在保證委託人所得的

實際收入不少於按保留價拍出時應得收益

的情況下，可以低於保留價對拍賣標的進

行拍賣。

四、委託拍賣

委託拍賣指委託人與拍賣人協商簽訂委託拍

賣合同，委託人按成交價支付給拍賣人一定比率

的拍賣費用和傭金後，拍賣收益歸委託人的交易

方式。

五、傭金及其他費用

（一）除另有約定外，委託人所付的傭金在成交

時按成交價的10% 計付，未成交的，拍賣

人不收取任何費用。

（二）保險（管）費為成交價的1%；印製圖錄

費詳見拍賣人收費標準。

（三）委託人如不支付前款規定的傭金和費用，

拍賣人可從拍賣標的的價款中提取。

（四）委託人認可拍賣人按約定向買受人收取的

各項合理費用。

六、保險

（一）除委託人另有提示外，自委託人與拍賣人

訂立委託拍賣合同並將拍賣標的交付拍賣

人起，至買受人付清拍賣標的購買價款之

日或拍賣日之後的三十五日內，拍賣人對

拍賣標的負有代為投保或保管的權利。

（二）委託人應支付相當於成交價1%的保險

（管）費；未成交的則按保留價1%支付

保險費。

（三）如委託人書面要求拍賣人無須投保其拍賣

標的，則風險和責任由委託人自行承擔，

與拍賣人無關。因此造成的經濟損失和費

用支出，由委託人負擔。

（四）因蛀蟲、天氣和其他不可抗力事件而造成

拍賣標的原件損失，拍賣人不負責任。如

因其他原因發生拍賣標的損壞及賠償，則

根據中國有關法律、法規處理，在保險索

賠勝訴的情況下，將賠償款扣除應付給拍

賣人的費用（傭金除外）後，餘款交付給

委託人。

七、拍賣收益支付

（一）如買受人已向拍賣人付清拍賣標的的全部

價款，並且未與拍賣人發生任何糾紛的，

拍賣人自拍賣成交後的三十五日起，扣除

委託合同或本規則的各項費用後，將其餘

收益支付給委託人。

（二）如買受人超出拍賣成交後三十五日向拍賣

人支付拍賣價款的，拍賣人應在收到買

受人支付的全部拍賣價款後的七個工作日

內，將拍賣價款按本規則規定支付給委託

人。

（三）拍賣人向委託人支付拍賣收益的貨幣為人

民幣，但雙方另有約定的除外。

（四）根據國家相關法律的規定，委託人因拍賣

所得應繳納的相應稅款由拍賣人依法代

扣、代繳。

八、委託人撤回拍賣標的之收費

委託人在拍賣日前向拍賣人發出書面通知並

說明理由且經拍賣人同意的情況下，可以撤回

其對拍賣標的的拍賣，若拍賣人刊載該拍賣標的

拍卖规则

拍賣人拍賣規則根據《中華人民共和國拍賣法》

及其他有關法律、法規和實際狀況並參照國際通

行慣例制定，競買人和委託人均須仔細閱讀，並

對自己執行規定之行為負責；在本規定以外的特

殊問題和未盡事項，由拍賣人依據本規則之原則

予以解釋和處理。對有爭議之法律問題，應依據

中華人民共和國法律解決。

第一部分　關於競買人與買受人的主要條款

一、競買人及買受人

（一）競買人是指在拍賣人处登记參加競購拍賣

標的的公民、法人或其他組織。

（二）買受人是指以最高應價購得拍賣標的的競

買人。

（三）競買人應妥善保管在拍賣人處登記的號

牌，他人持有競買人號牌參與競買的後果

由競買人承擔法律責任。

（四）競買人應在拍賣之前憑本人身份證、護照

或有效身份證明填寫及簽署登記表，並領

取競買號牌。競買人為法人或其他組織

的，應在拍賣之前憑有效的註冊登記證

書、法定代表人身份證明或合法的授權委

託手續填寫及簽署登記表，並領取競買號

牌。

（五）競買人應在登記領取競買號牌前向拍賣人

支付競買保證金。競買保證金按本次拍賣

會圖錄中的《競買須知》所確定的數額交

納，但拍賣人與競買人另有約定的除外。

拍賣結束後，若競買人未能購得拍賣標的

且對本公司無任何欠款，則該保證金在拍

賣結束後十二個工作日內全額無息返還競

買人；若競買人成為買受人的，则應在拍

賣成交後的七日內付清購買價款，領取拍

賣標的，原付之保證金予以抵扣。七日內

仍未付清購買價款者，即視為違約，拍賣

人有權沒收競買人在拍賣人處的所有保證

金並追究該違約者的一切責任。

（六）競買人進入拍賣現場即表示遵守和認可本

拍賣規則和拍賣人的其他規定。

（七）競買人舉牌表示其認可拍賣人的加價幅

度，除拍賣人的拍賣師現場有權調節加價

幅度以外，任何人無權以低於加價幅度應

價。

（八）競買人應對自己在任何價位的應價行為負

責，一經拍賣師落槌或者以其他公開表示

買定的方式確認後拍賣即成交。最高出價

人不得反悔並應當場簽定成交確認書，否

則須承擔法律責任。

二、委託競買

（一）競買人應親自出席拍賣會，如無法親自出

席，可委託拍賣人代為競買。拍賣人對競

買未成功或代理競買過程中出現的任何錯

誤、疏忽、過失或無法代為競買等不承擔

任何責任。若兩人以上以相同委託價競

買，則以最先與拍賣人辦理委託競買者為

買受人。

（二）委託拍賣人競買的，委託人最遲應在拍賣

日前二十四小時內向拍賣人出具有效的委

託競買授權書，並支付競買保證金，拍賣

成交後應在七日內付清餘款。

（三）競買人可委託他人進行競買，受託人的競

買行為後果由委託人承擔。如他人持競買

人登記的號牌參與競買的，不論是否經過

號牌持有人同意，因該競買行為所發生的

後果由《競買人登記表》登記的競買人承

擔責任。

（四）委託他人競買的，受託人須在拍賣日前向

本公司出具書面證明並經本公司書面認

可，表明其身份是某競買人的代理人，否

則競買參與人均被視為競買人本人。

（五）競買人委託拍賣人及他人代為競買的，自

委託開始之時，本規則對委託人具有約束

力，接受委託的拍賣人工作人員及其他受

托人的競買後果由委託人承擔責任。

三、對圖錄的說明

（一）拍賣人印制的圖錄及說明書不作為正式出

版物，僅作為拍賣預告，但拍賣規則對參

與拍賣的當事人具有約束力。

（二）拍賣人在拍賣圖錄或其他形式上對任何拍

賣標的有關作者、來歷、日期、年代、尺

寸、質材、裝裱、歸屬、真實性、出處、

保存情況、估計售價或藝術價值所作的介

紹，不表明拍賣人所作的擔保，僅作為意

見供競買人參考。

（三）图录的攝片和印刷色調、層次等與原物有

誤差的，應以原物為準。

（四）拍賣人印制的圖錄，如未對拍賣標的提供

有關資料，並非表明某拍賣標的無瑕疵；

已指出的某特定瑕疵，也並非表明其再無

其他瑕疵。

（五）拍賣人對拍賣標的的真偽及品質不承擔瑕

疵擔保責任。競買人應在拍賣日前，以鑒

定或其他方式（包括聘請專家）查驗擬競

買拍賣標的之原物，自行判斷該拍賣標的

的真偽及品質。一旦參加競買，即視為已

行使上述權力並認可該拍賣標的之現狀

（包括瑕疵），對自己競買某一拍賣標的

的行為承擔法律責任，並不得以任何理由

提出退貨或拒付拍賣款及傭金和其他費

用，否則拍賣人將按本規則對其追究違約

責任。

四、拍賣會設備

拍賣人現場使用貨幣兌換器提供的匯率，僅

為競買人提供參考；如與國家規定匯率有出入，

拍賣人概不負責。

五、傭金

買受人競得拍賣標的後應向拍賣人支付落槌

價的15%的傭金，如買受人不支付該傭金的，拍

賣人除有權要求買受人承擔違約責任外，還有權

拒絕買受人領取拍賣標的。

六、付款及領取拍賣標的

（一）拍賣成交後，買受人應當場付款並領取拍

賣標的，最迟應在拍賣成交后的七日內付

清購買價款並至拍賣人处領取拍賣標的。

（二）買受人支付拍賣款的幣種為人民幣，異類

貨幣按付款當日中國銀行公佈的匯率進行

結算。

（三）買受人全額支付拍賣標的價款及傭金後，

方可獲得拍賣標的之所有權；買受人在尚

未全額付清拍賣款及傭金前，不得領取拍

賣標的。

（四）如因買受人原因，未在拍賣成交後七日內

領取其所購買的拍賣標的的，該拍賣標的

的搬運、倉儲等費用及標的物的其他損失

均由買受人承担，拍賣人不承擔责任。

（五）拍賣人向買受人推薦的包裝及運輸方式，

買受人一經同意即作為自願委託，因包裝

或運輸所造成的一切過失與拍賣人無任何

關係。

七、拍賣標的出售後之責任

拍賣成交後，買受人即對其已成交的拍賣標

的負全責；即便該拍賣標的仍由拍賣人或代理人

保管，保管期間非因拍賣人故意行為而致拍賣標

的損失或損壞的，風險由買受人承擔。

八、逾期付款或不領取拍賣標的的處理

如買受人不付款，或未付清拍賣款，或不領

取拍賣標的的，拍賣人有權隨時提出解除合同，

並要求買受人承擔違約金及違約損失，同時可對

買受人採取以下一項或多項措施：

（一）向西泠印社拍賣有限公司住所地法院起

訴，要求買受人支付拍賣款及傭金、利

息、違約金和其他費用，並支付因違約給

拍賣人及委託人造成的一切損失，包括但

不限於律師一、二、再審及執行程序的代

理費（每個程序在訴訟標的或申请执行标

的的7%以內）、訴訟保全擔保費。

（二） 不向買受人移交拍賣標的。

（三） 在公眾傳播媒體上公開點名譴責違約者及

其違約行為。

（四）再行拍賣或以其他方式出售該拍賣標的。

拍賣人再行拍賣或出售該拍賣標的的，原

買受人應當支付前次拍賣中本人及委託人

應當支付的傭金。再行拍賣或出售的價款

低於原拍賣價款的，原買受人應當補足差

額；再行拍賣的價款高於原拍賣價款的，

高出部分歸拍賣人或委託人，但原買受人

仍應承擔違約責任。

（五）拍賣人自拍賣成交後第八日起，就買受人

未付款部分按日萬分之五收取利息、日萬

分之三收取拍品保管費，直至買受人付清

全部款項之日止。如買受人拖延支付拍賣

款的，已經支付的款項應在扣除其因遲延

支付發生的利息、保管費及拍賣人的其他

損失後再作為拍賣款進行結算。

（六）競買保證金不予退還，同時買受人還應按

照未付款的30%向拍賣人支付違約金。

（七）買受人以同一競買號牌同時拍得多件拍賣

標的的，若買受人未按照約定時間支付任

一拍賣標的的價款，全部競買保證金不予

退還，買受人在未付清全部拍賣款前無權

領取任一拍品。

（八）拍賣成交後七日內，如買受人未向拍賣人

支付拍賣價款，委託人要求取回該拍賣標

的的，拍賣人經審核同意退回後，拍賣人

與買受人的拍賣合同解除，但拍賣人仍有

權要求買受人承擔違約責任。

（九）拍賣成交後，如買受人未向拍賣人付清全

部價款的，拍賣人有權委託他人向買受人

催要全部或部分欠款。

九、擔保聲明

根據拍賣法的相關規定，拍賣人聲明：任何

人或代理人對任何拍賣標的用任何方式所作的

內容介紹及評價（圖錄、幻燈投影、新聞載體

等），僅屬參考意見，並未表示任何擔保，拍賣

人對拍賣標的的真偽或品質不承擔瑕疵擔保責

任，競買人（包括委託競買人）應親自查看拍賣

標的原物，對自己競買拍賣標的的行為承擔法律

責任。

第二部分　關於委託人的主要條款

一、委託人及保證

（一）委託人如無特殊說明，拍賣人將委託人視

作合法財產之所有權人；如系共有財產，

委託人未說明，也表明已經徵得共有人同

意，視其為共有人之代表。

（二）委託人將物品委託給拍賣人拍賣時必須持

身份证或其他有效身份证明及送拍物品的

有關證明，並就委託拍賣的物品來源、內

容向拍賣人說明，並與拍賣人簽署委託協

議。

（三）委託人必須對委託拍賣的物品享有所有權

或處分權，並對因展覽、宣傳、發表和拍

賣等引起的一切糾紛承擔法律責任。如因

此造成拍賣人經濟損失和名譽損失的，委

託人應予賠償。

（四）為便於考訂，委託人應就其知道的或應當

知道的送拍物品的來源及瑕疵向拍賣人指

明或書面提示。

（五）委託人不得競買自己委託拍賣的拍賣標

的，也不得委託或聘請他人代為競買。

二、就委託人委託拍賣的標的，拍賣人對以下事

項處理擁有完全決定權：

（一）擬拍賣的拍賣標的是否適合由拍賣人拍

賣，以及拍賣地點、日期、拍賣條件及拍

賣方式。

（二）在圖錄內以及新聞媒體中對任何拍賣標的

作任何內容說明和評介。

（三）在實際拍賣前的任何時間解除委託拍賣協

議（撤回拍賣標的），以及與委託人協商

修訂保留價。

三、保留價

（一）所有拍賣標的均設保留價，委託人有權就

保留價數額與拍賣人書面約定。保留價數

額一經雙方同意後如需更改，須經拍賣人

同意。

（二）拍賣人不得低於保留價拍賣委託人送拍的

拍賣標的，但拍賣人在保證委託人所得的

實際收入不少於按保留價拍出時應得收益

的情況下，可以低於保留價對拍賣標的進

行拍賣。

四、委託拍賣

委託拍賣指委託人與拍賣人協商簽訂委託拍

賣合同，委託人按成交價支付給拍賣人一定比率

的拍賣費用和傭金後，拍賣收益歸委託人的交易

方式。

五、傭金及其他費用

（一）除另有約定外，委託人所付的傭金在成交

時按成交價的10% 計付，未成交的，拍賣

人不收取任何費用。

（二）保險（管）費為成交價的1%；印製圖錄

費詳見拍賣人收費標準。

（三）委託人如不支付前款規定的傭金和費用，

拍賣人可從拍賣標的的價款中提取。

（四）委託人認可拍賣人按約定向買受人收取的

各項合理費用。

六、保險

（一）除委託人另有提示外，自委託人與拍賣人

訂立委託拍賣合同並將拍賣標的交付拍賣

人起，至買受人付清拍賣標的購買價款之

日或拍賣日之後的三十五日內，拍賣人對

拍賣標的負有代為投保或保管的權利。

（二）委託人應支付相當於成交價1%的保險

（管）費；未成交的則按保留價1%支付

保險費。

（三）如委託人書面要求拍賣人無須投保其拍賣

標的，則風險和責任由委託人自行承擔，

與拍賣人無關。因此造成的經濟損失和費

用支出，由委託人負擔。

（四）因蛀蟲、天氣和其他不可抗力事件而造成

拍賣標的原件損失，拍賣人不負責任。如

因其他原因發生拍賣標的損壞及賠償，則

根據中國有關法律、法規處理，在保險索

賠勝訴的情況下，將賠償款扣除應付給拍

賣人的費用（傭金除外）後，餘款交付給

委託人。

七、拍賣收益支付

（一）如買受人已向拍賣人付清拍賣標的的全部

價款，並且未與拍賣人發生任何糾紛的，

拍賣人自拍賣成交後的三十五日起，扣除

委託合同或本規則的各項費用後，將其餘

收益支付給委託人。

（二）如買受人超出拍賣成交後三十五日向拍賣

人支付拍賣價款的，拍賣人應在收到買

受人支付的全部拍賣價款後的七個工作日

內，將拍賣價款按本規則規定支付給委託

人。

（三）拍賣人向委託人支付拍賣收益的貨幣為人

民幣，但雙方另有約定的除外。

（四）根據國家相關法律的規定，委託人因拍賣

所得應繳納的相應稅款由拍賣人依法代

扣、代繳。

八、委託人撤回拍賣標的之收費

委託人在拍賣日前向拍賣人發出書面通知並

說明理由且經拍賣人同意的情況下，可以撤回

其對拍賣標的的拍賣，若拍賣人刊載該拍賣標的

的圖錄或其他宣傳品已付印或出版，委託人需向

拍賣人交付相當於該拍賣標的保留價30% 的費

用，如圖錄或其他宣傳品尚未印刷，則需向拍賣

人交付相當於該拍賣標的保留價20% 的費用。因

委託人撤回拍賣標的而引起的一切法律和經濟責

任，均由委託人本人自行承擔，與拍賣人無關。

九、拍賣標的未成交或拍賣人與買受人解除拍賣

合同

拍賣標的未能成交，或其他原因拍賣人與買

受人解除拍賣合同的，委託人須在拍賣結束後

六十日內，或拍賣人與買受人解除合同後六十日

內取回該拍賣標的，費用自理，如拍賣結束後

六十日內，或拍賣人與買受人解除合同後六十日

內委託人未取回拍賣標的的，拍賣人有權再次公

開拍賣該拍賣標的，且有權要求委託人支付拍賣

標的成交後應付的各項費用。拍賣結束後，或拍

賣人與買受人解除合同後超過六十日未取回該拍

賣標的的，委託人每日應按該拍賣標的保留價的

萬分之三支付保管費。發生意外風險及其他事故

的，由委託人自行承擔責任。

第三部分　拍賣人其他職責

一、拍賣人應為送、拍雙方提供服務，但對委託

人或競買人的任何違約行為概不負責。

二、有權拒絕拍賣師落槌後的競買價、有權決定

提高競買價、有權撤銷拍賣標的的拍賣，以

及在出現爭議時將拍賣標的再次拍賣。

三、有權對拍賣標的用展覽、拍賣、文告、圖錄

以及其他形式予以發表。

四、提請競買人注意拍賣標的的瑕疵，尤其是藝

術品瑕疵的特殊性，要求其本人查驗原物，

並自願決定競買行為。

五、有權與委託人共同決定保留價，有權決定拍

賣時計價的貨幣幣種、拍賣方式、加價幅

度。

六、為交易雙方保守秘密，並根據中華人民共和

國法律和拍賣人的交易規則維護雙方及拍賣

人的利益不受侵害。

七、根據委託人與拍賣人的約定，委託人承諾對

拍賣標的所有權承擔法律責任。任何其他人

對拍賣標的所有權提出異議的，拍賣人不予

受理，但在拍賣前拍賣人接到司法機關依法

作出的決定及通知的，拍賣人有權中止拍

賣。

第四部分　有關詞語之含義及其他

本拍賣規則及圖錄內的下列詞語有如下含義 ：

一、“本公司”、“拍賣人”指西泠印社拍賣有

限公司。

二、“各項費用”指拍賣人對保險、圖錄刊登等

收取的費用。

三、“贋品”指拍賣標的經刻意製造，其作者、

來歷、日期、年代、時期、文化或來源各方

面資料均系偽造，與目錄內之說明不相符。

四、“拍賣標的”指委託人委託拍賣人在拍賣會

上進行拍賣的物品或財產權利。

五、“保留價”是指拍賣標的拍賣成交價應達到

的最低價格基數。

六、“估價”指圖錄上由拍賣人對每件拍賣標的

明示的估計價格。可作調整。

七、“成交價”指拍賣師對某件拍賣標的的最終

落槌價格。

八、“拍賣款”是指成交價加上買受人應支付的

傭金的價款。

九、“傭金”指拍賣人按一定比率向委託人和買

受人收取的費用。

十、“拍賣利益”指拍賣人在成交價的基礎上扣

除按一定比率計算的傭金、各項費用及委託

人應支付給拍賣人的其他費用後的餘額。

十一、“拍賣成交日”指在拍賣人舉辦的拍賣活

動中，拍賣師以落槌或者以其他公開表示

買定的方式確認任何拍賣標的達成交易的

日期。

十二、“通知”指書面通知。拍賣人根據委託

人、競買人、買受人登記的聯繫位址及方

式，向其發送通知函件等，一經發出即視

為送達。

十三、“印鑒”是指拍賣標的上的印章。印制在

拍賣人圖錄上的文字說明僅供競買人參

考。

十四、“設色”指該件拍賣標的（中國字畫）系

彩色。

十五、“瑕疵（含缺陷）”指藝術品的真偽和某

些細小缺點。拍賣人認為任何藝術品或

因天然、或因製作、或因保存均可能造成

的瑕疵；因此拍賣人提示競買人查驗拍賣

標的是否有明顯的或隱性的瑕疵。中國傳

統認為“瑕不掩瑜”，因此藝術品的“瑕

疵”是否影響競買，應由競買人決定。

十六、“合同履行地”指拍賣人住所地。

十七、“管辖”是指因履行委託拍賣合同或拍賣

合同發生爭議的處理法院，委託人、競買

人、買受人及其他拍賣當事人與拍賣人因

履行合同發生爭議的，由拍賣人住所地人

民法院管轄。

十八、委託人、競買人及買受人在拍賣人處登記

的聯繫方式或身份信息，視為拍賣人與其

聯繫的信息，拍賣人或代理人及司法机关

按此聯繫方式和信息向委託人、競買人及

買受人發出通知及其他法律文书，一經發

出即視為送達。如委託人、競買人及買受

人上述聯繫方式和信息發生變更的，應書

面通知拍賣人，否則視為未變更。

*本《拍賣規則》有中、英文兩種文本，兩文本

如有相異之處，以中文為準。

*本《拍賣規則》由拍賣人負責解釋。

竞买须知

一、拍賣合同的履行地為拍賣人住所地。

二、《拍賣規則》刊登在當期拍賣會的圖錄上，請競買人仔細閱讀

並遵守。

三、競買人在入場前須憑本人身份證、護照或有效身份證明辦理登

記手續，參與競買中國書畫各專場（中外名人手跡與影像藝術專

場）、現當代油畫專場、追隨魯迅和中國新興木刻運動——戎戈一

生木刻創作紀實專場拍賣標的的競買人須交納競買保證金伍拾萬元

（RMB 500,000）人民幣。競買其他專場拍賣標的的，保證金為貳

拾萬元（RMB 200,000）人民幣，交納後方能入場競買。為維護委

託人和競買人的合法權益，競買人在競得拍品成交價（含傭金）累

計達到壹仟萬元（RMB 10,000,000）人民幣時，若仍需繼續參與競

買的，應在原有保證金基礎上再追加伍拾萬元（RMB 500,000）人

民幣保證金方能繼續參與競買。

四、如競買人不能親自出席，可委託其代理人參加競買。代理人應

在拍賣日前向本公司出具書面證明並經本公司書面認可，表明其身

份是某競買人的代理人，否則每位競買人均被視為競買人本人。

五、買受人的拍賣價款除支付現金和支票外，也可直接匯入拍賣人

開戶銀行，

人民幣賬號為：

中國工商銀行杭州市城站支行1202027609900034995。

中信銀行錢江支行8110801013001019779。

外幣（美元）帳號為：

中國工商銀行杭州市城站支行1202027709814004367。

若以支票、匯票支付，須待銀行確認後方可提貨。

西泠印社拍賣有限公司

CONDITIONS OF BUSINESS

The Conditions of Business are made in accordance with the Auction

Law of the People’s Republic of China, other relevant laws implemented

in the People’s Republic of China, regulations of the People’s Republic

of China and the Articles of Association of the Company with reference

to international conventions. Both the Bidder and the Seller shall read

carefully the following detailed regulations and be responsible for his actions

while carrying out these regulations. Special problems and unwritten

matters not mentioned in this document shall be explained and handled

by the Auctioneer in accordance with the principles of these regulations.

Contentious law problems shall be settled in accordance with the laws and

regulations of the People’s Republic of China.

Part I Main Stipulations for the Bidder and the Buyer

1. The Bidder and the Buyer

(1) The Bidder refers to any citizen, legal person/corporate or any

organization that registers and bids at the Auctioneer's.

(2) The Buyer shall be the highest Bidder approved by the Auctioneer.

(3) The Bidder shall keep the paddle registered at the Auctioneer's property

properly and bear the liability for any consequences caused by any other's

bidding under the Bidder's paddle.

(4) Before the auction the Bidder shall complete and sign a registration form

with his own valid Identification Card, Passport or other valid identity

certificates, and shall get a bidding paddle. If the Bidder is a legal person

or an organization, the Bidder shall fill in and sign a registration form

with the valid Business License, the legal person's Identification Card or

legal authorization letter and get a bidding paddle before the auction.

(5) The Bidder shall get a bidding paddle after paying the Auctioneer deposit

as required in Notice to the Bidder in the Catalogue, unless otherwise

agreed by the Auctioneer and the Bidder. After the auction, those who

fail in bidding and do not owe money to the Company may get back their

deposit with no interests within 12 working days. The Buyer shall pay

the total price of the auction article in full and take away the lot within 7

days after the successful bidding. The deposit already paid by the Buyer

shall be deducted as part of the total purchase price. If the Buyer fails to

pay the amount in full within 7 days, the Auctioneer shall confiscate the

deposit at the Auctioneer's and pursue the Buyer’s liability.

(6) The entrance of the Bidder into the auction hall shall imply that he shall

abide by this document and other regulations of the Auctioneer.

(7) The Bidder will raise his paddle on the premise that he agrees with

the bidding increment. Any bid lower than the increased price shall be

refused, except when the auction specialist of the Auctioneer adjusts the

price on the spot.

(8) The Bidder shall be responsible for his bid at any price, once the bidding

is confirmed as successful after the Auctioneer hammers down or

declares the sale valid in other open ways. The highest bidder shall sign a

confirmation order for the deal on the spot and he shall never pull back,

otherwise he shall be legally responsible for his bid.

2. Trust bid

(1) The Bidder shall take part in the auction himself. If it is impossible for

him to be present at the auction, he shall trust the Auctioneer as his

agent, but the Auctioneer shall not be responsible in case that the bidding

is unsuccessful or the agent makes mistakes or neglects his duties in the

course of bidding. If there are two or more bidders offering the same

trust price, the one who reaches the Auctioneer first shall prevail.

(2) The Bidder who intends to trust the Auctioneer as his agent to bid

shall sign a valid written authorization bid order and submit it to the

Auctioneer to pay the deposit no late than 24 hours before the auction

date. The Bidder shall pay off the rest within 7 days after the auction.

(3) The Bidder is permitted to trust other persons to bid and will be

responsible for the trustee’s bidding at the Auctioneer’s. The Bidder

registered at the Auctioneer’s will be held responsible for the bidding

and its result if others bid under the Bidder's paddle regardless of being

confirmed by the Bidder or not.

(4) If the Buyer authorizes other person to bid, the person entrusted shall

present a written letter of authorization which indicates he will bid on

behalf of the Buyer, and get approved by the Auctioneer in written form

thereafter. Otherwise, the person entrusted shall bear the same liability

of the Buyer.

(5) If the Bidder trusts the Auctioneer and other entrusted persons to bid,

he shall be bound by the Conditions of Business and responsible for the

bidding results. The Bidder shall bear the liability resulting from the

bidding by the Auctioneer’s staffs and other entrusted persons.

3. Caption or photo to an auction catalogue

(1) The captions, photos and introductions provided by the Auctioneer are

not a formal publication, but a notice on the forthcoming auction. Parties

involved are bound by the Conditions of Business.

(2) Statements of the auction article on the catalogue or in other forms

regarding its author, origin, date, history, size, material, mount,

ownership, authenticity, source, condition, estimated price or artistic

value are for the Bidder’s reference only. It is not a guarantee by the

Auctioneer.

(3) If there is any difference in color, light and shade between the auction

article's photos on the catalogue and the original one caused by

photography or printing, the original one shall prevail.

(4) If an auction article is printed on the catalogue by the Auctioneer, and

no caption or photo for it is available, it does not mean the article has no

defect. If a particular defect has already been stated, it does not mean it

has no other defects.

(5) The Auctioneer shall undertake no guarantee for the authenticity and

quality of any article. The Bidder shall authenticate or use other means

(including asking for the opinions of experts) before the auction day

to examine the original piece to judge if it is genuine and know about

the quality of the article he intends to buy. Once he takes part in the

bidding, he shall be considered to have exercised the above rights and

acknowledged the auction article’s status quo (including defects). The

bidder is considered willing to be legally responsible for his bidding of a

certain auction article, and he will never cancel his bid or refuse to pay

the purchase price, commission and other expenses under any excuse

whatsoever; otherwise the Auctioneer shall pursue the Bidder’s liability in

accordance with the Conditions of Business.

4. Facilities in the auction hall

The foreign exchange rate offered by the currency-exchange converter

available in the auction hall is for the Bidder’s reference only. The

Auctioneer shall not be held responsible for the discrepancy between the

foreign exchange rate proposed by The People's Bank of China and the one

offered on site.

5. Commission

After the successful bidding, the Buyer shall pay the Auctioneer 15%

of the “hammer price” as commission. If the Buyer refuses to pay the

commission, the Auctioneer shall have the right to pursue the Buyer’s

liability, but also have a lien on the auction article the Buyer shall collect.

6. Payment and delivery of the auction article

(1) After a successful bidding, the Buyer shall pay the price in full and pick

up the article or pay off the rest and pick up the auction article from the

auctioneer no late than 7 days after the auction.

(2) The payment shall be paid in RMB. In the event that the Buyer makes

payments in currency other than RMB, the payment will be made at the

foreign exchange rate announced by the People’s Bank of China on the

day of the payment.

(3) The Buyer will not get the ownership of any auction article unless he

pays the total amount of the purchase price and commission. The Buyer

will not collect any one of the articles before he pays off all amounts due

and commission.

(4) The Buyer shall collect the article within 7 days of its sale. After the

specified date, the Buyer shall be liable to pay transportation fee, storage

fee and other costs arising from the loss of the auction article. The

Auctioneer shall not be responsible for the consequences caused by the

Buyer’s delay.

(5) Once the Buyer allows the Auctioneer to arrange packing and

transportation, the Buyer is deemed as trusting the Auctioneer as his

agent out of his will. The Auctioneer shall not be responsible for any

damage to the article in the process of packing or transportation.

7. The Buyer’s liabilities to an auction article after the successful bidding

After the day when the article is sold, the Buyer shall be responsible for

the article he has purchased. Even if the article is still kept by the Auctioneer

or an agent, the Buyer shall be responsible for the losses or damages not

caused by the Auctioneer’s intentional act during the keeping period.

8. Remedies for arrears and deferred collection of auctioned articles

If the Buyer fails to pay the amount in full or does not take the auction

article away, the Auctioneer shall have the right to terminate the agreement

at any time and require the buyer to pay the penalty and assume the liability

for the loss. The Auctioneer shall be entitled to exercise one or more rights

as follows without informing the Buyer in advance:

(1) Bring a suit to the court where the Auctioneer is under jurisdiction

的圖錄或其他宣傳品已付印或出版，委託人需向

拍賣人交付相當於該拍賣標的保留價30% 的費

用，如圖錄或其他宣傳品尚未印刷，則需向拍賣

人交付相當於該拍賣標的保留價20% 的費用。因

委託人撤回拍賣標的而引起的一切法律和經濟責

任，均由委託人本人自行承擔，與拍賣人無關。

九、拍賣標的未成交或拍賣人與買受人解除拍賣

合同

拍賣標的未能成交，或其他原因拍賣人與買

受人解除拍賣合同的，委託人須在拍賣結束後

六十日內，或拍賣人與買受人解除合同後六十日

內取回該拍賣標的，費用自理，如拍賣結束後

六十日內，或拍賣人與買受人解除合同後六十日

內委託人未取回拍賣標的的，拍賣人有權再次公

開拍賣該拍賣標的，且有權要求委託人支付拍賣

標的成交後應付的各項費用。拍賣結束後，或拍

賣人與買受人解除合同後超過六十日未取回該拍

賣標的的，委託人每日應按該拍賣標的保留價的

萬分之三支付保管費。發生意外風險及其他事故

的，由委託人自行承擔責任。

第三部分　拍賣人其他職責

一、拍賣人應為送、拍雙方提供服務，但對委託

人或競買人的任何違約行為概不負責。

二、有權拒絕拍賣師落槌後的競買價、有權決定

提高競買價、有權撤銷拍賣標的的拍賣，以

及在出現爭議時將拍賣標的再次拍賣。

三、有權對拍賣標的用展覽、拍賣、文告、圖錄

以及其他形式予以發表。

四、提請競買人注意拍賣標的的瑕疵，尤其是藝

術品瑕疵的特殊性，要求其本人查驗原物，

並自願決定競買行為。

五、有權與委託人共同決定保留價，有權決定拍

賣時計價的貨幣幣種、拍賣方式、加價幅

度。

六、為交易雙方保守秘密，並根據中華人民共和

國法律和拍賣人的交易規則維護雙方及拍賣

人的利益不受侵害。

七、根據委託人與拍賣人的約定，委託人承諾對

拍賣標的所有權承擔法律責任。任何其他人

對拍賣標的所有權提出異議的，拍賣人不予

受理，但在拍賣前拍賣人接到司法機關依法

作出的決定及通知的，拍賣人有權中止拍

賣。

第四部分　有關詞語之含義及其他

本拍賣規則及圖錄內的下列詞語有如下含義 ：

一、“本公司”、“拍賣人”指西泠印社拍賣有

限公司。

二、“各項費用”指拍賣人對保險、圖錄刊登等

收取的費用。

三、“贋品”指拍賣標的經刻意製造，其作者、

來歷、日期、年代、時期、文化或來源各方

面資料均系偽造，與目錄內之說明不相符。

四、“拍賣標的”指委託人委託拍賣人在拍賣會

上進行拍賣的物品或財產權利。

五、“保留價”是指拍賣標的拍賣成交價應達到

的最低價格基數。

六、“估價”指圖錄上由拍賣人對每件拍賣標的

明示的估計價格。可作調整。

七、“成交價”指拍賣師對某件拍賣標的的最終

落槌價格。

八、“拍賣款”是指成交價加上買受人應支付的

傭金的價款。

九、“傭金”指拍賣人按一定比率向委託人和買

受人收取的費用。

十、“拍賣利益”指拍賣人在成交價的基礎上扣

除按一定比率計算的傭金、各項費用及委託

人應支付給拍賣人的其他費用後的餘額。

十一、“拍賣成交日”指在拍賣人舉辦的拍賣活

動中，拍賣師以落槌或者以其他公開表示

買定的方式確認任何拍賣標的達成交易的

日期。

十二、“通知”指書面通知。拍賣人根據委託

人、競買人、買受人登記的聯繫位址及方

式，向其發送通知函件等，一經發出即視

為送達。

十三、“印鑒”是指拍賣標的上的印章。印制在

拍賣人圖錄上的文字說明僅供競買人參

考。

十四、“設色”指該件拍賣標的（中國字畫）系

彩色。

十五、“瑕疵（含缺陷）”指藝術品的真偽和某

些細小缺點。拍賣人認為任何藝術品或

因天然、或因製作、或因保存均可能造成

的瑕疵；因此拍賣人提示競買人查驗拍賣

標的是否有明顯的或隱性的瑕疵。中國傳

統認為“瑕不掩瑜”，因此藝術品的“瑕

疵”是否影響競買，應由競買人決定。

十六、“合同履行地”指拍賣人住所地。

十七、“管辖”是指因履行委託拍賣合同或拍賣

合同發生爭議的處理法院，委託人、競買

人、買受人及其他拍賣當事人與拍賣人因

履行合同發生爭議的，由拍賣人住所地人

民法院管轄。

十八、委託人、競買人及買受人在拍賣人處登記

的聯繫方式或身份信息，視為拍賣人與其

聯繫的信息，拍賣人或代理人及司法机关

按此聯繫方式和信息向委託人、競買人及

買受人發出通知及其他法律文书，一經發

出即視為送達。如委託人、競買人及買受

人上述聯繫方式和信息發生變更的，應書

面通知拍賣人，否則視為未變更。

*本《拍賣規則》有中、英文兩種文本，兩文本

如有相異之處，以中文為準。

*本《拍賣規則》由拍賣人負責解釋。

竞买须知

一、拍賣合同的履行地為拍賣人住所地。

二、《拍賣規則》刊登在當期拍賣會的圖錄上，請競買人仔細閱讀

並遵守。

三、競買人在入場前須憑本人身份證、護照或有效身份證明辦理登

記手續，參與競買中國書畫各專場（中外名人手跡與影像藝術專

場）、現當代油畫專場、追隨魯迅和中國新興木刻運動——戎戈一

生木刻創作紀實專場拍賣標的的競買人須交納競買保證金伍拾萬元

（RMB 500,000）人民幣。競買其他專場拍賣標的的，保證金為貳

拾萬元（RMB 200,000）人民幣，交納後方能入場競買。為維護委

託人和競買人的合法權益，競買人在競得拍品成交價（含傭金）累

計達到壹仟萬元（RMB 10,000,000）人民幣時，若仍需繼續參與競

買的，應在原有保證金基礎上再追加伍拾萬元（RMB 500,000）人

民幣保證金方能繼續參與競買。

四、如競買人不能親自出席，可委託其代理人參加競買。代理人應

在拍賣日前向本公司出具書面證明並經本公司書面認可，表明其身

份是某競買人的代理人，否則每位競買人均被視為競買人本人。

五、買受人的拍賣價款除支付現金和支票外，也可直接匯入拍賣人

開戶銀行，

人民幣賬號為：

中國工商銀行杭州市城站支行1202027609900034995。

中信銀行錢江支行8110801013001019779。

外幣（美元）帳號為：

中國工商銀行杭州市城站支行1202027709814004367。

若以支票、匯票支付，須待銀行確認後方可提貨。

西泠印社拍賣有限公司

CONDITIONS OF BUSINESS

The Conditions of Business are made in accordance with the Auction

Law of the People’s Republic of China, other relevant laws implemented

in the People’s Republic of China, regulations of the People’s Republic

of China and the Articles of Association of the Company with reference

to international conventions. Both the Bidder and the Seller shall read

carefully the following detailed regulations and be responsible for his actions

while carrying out these regulations. Special problems and unwritten

matters not mentioned in this document shall be explained and handled

by the Auctioneer in accordance with the principles of these regulations.

Contentious law problems shall be settled in accordance with the laws and

regulations of the People’s Republic of China.

Part I Main Stipulations for the Bidder and the Buyer

1. The Bidder and the Buyer

(1) The Bidder refers to any citizen, legal person/corporate or any

organization that registers and bids at the Auctioneer's.

(2) The Buyer shall be the highest Bidder approved by the Auctioneer.

(3) The Bidder shall keep the paddle registered at the Auctioneer's property

properly and bear the liability for any consequences caused by any other's

bidding under the Bidder's paddle.

(4) Before the auction the Bidder shall complete and sign a registration form

with his own valid Identification Card, Passport or other valid identity

certificates, and shall get a bidding paddle. If the Bidder is a legal person

or an organization, the Bidder shall fill in and sign a registration form

with the valid Business License, the legal person's Identification Card or

legal authorization letter and get a bidding paddle before the auction.

(5) The Bidder shall get a bidding paddle after paying the Auctioneer deposit

as required in Notice to the Bidder in the Catalogue, unless otherwise

agreed by the Auctioneer and the Bidder. After the auction, those who

fail in bidding and do not owe money to the Company may get back their

deposit with no interests within 12 working days. The Buyer shall pay

the total price of the auction article in full and take away the lot within 7

days after the successful bidding. The deposit already paid by the Buyer

shall be deducted as part of the total purchase price. If the Buyer fails to

pay the amount in full within 7 days, the Auctioneer shall confiscate the

deposit at the Auctioneer's and pursue the Buyer’s liability.

(6) The entrance of the Bidder into the auction hall shall imply that he shall

abide by this document and other regulations of the Auctioneer.

(7) The Bidder will raise his paddle on the premise that he agrees with

the bidding increment. Any bid lower than the increased price shall be

refused, except when the auction specialist of the Auctioneer adjusts the

price on the spot.

(8) The Bidder shall be responsible for his bid at any price, once the bidding

is confirmed as successful after the Auctioneer hammers down or

declares the sale valid in other open ways. The highest bidder shall sign a

confirmation order for the deal on the spot and he shall never pull back,

otherwise he shall be legally responsible for his bid.

2. Trust bid

(1) The Bidder shall take part in the auction himself. If it is impossible for

him to be present at the auction, he shall trust the Auctioneer as his

agent, but the Auctioneer shall not be responsible in case that the bidding

is unsuccessful or the agent makes mistakes or neglects his duties in the

course of bidding. If there are two or more bidders offering the same

trust price, the one who reaches the Auctioneer first shall prevail.

(2) The Bidder who intends to trust the Auctioneer as his agent to bid

shall sign a valid written authorization bid order and submit it to the

Auctioneer to pay the deposit no late than 24 hours before the auction

date. The Bidder shall pay off the rest within 7 days after the auction.

(3) The Bidder is permitted to trust other persons to bid and will be

responsible for the trustee’s bidding at the Auctioneer’s. The Bidder

registered at the Auctioneer’s will be held responsible for the bidding

and its result if others bid under the Bidder's paddle regardless of being

confirmed by the Bidder or not.

(4) If the Buyer authorizes other person to bid, the person entrusted shall

present a written letter of authorization which indicates he will bid on

behalf of the Buyer, and get approved by the Auctioneer in written form

thereafter. Otherwise, the person entrusted shall bear the same liability

of the Buyer.

(5) If the Bidder trusts the Auctioneer and other entrusted persons to bid,

he shall be bound by the Conditions of Business and responsible for the

bidding results. The Bidder shall bear the liability resulting from the

bidding by the Auctioneer’s staffs and other entrusted persons.

3. Caption or photo to an auction catalogue

(1) The captions, photos and introductions provided by the Auctioneer are

not a formal publication, but a notice on the forthcoming auction. Parties

involved are bound by the Conditions of Business.

(2) Statements of the auction article on the catalogue or in other forms

regarding its author, origin, date, history, size, material, mount,

ownership, authenticity, source, condition, estimated price or artistic

value are for the Bidder’s reference only. It is not a guarantee by the

Auctioneer.

(3) If there is any difference in color, light and shade between the auction

article's photos on the catalogue and the original one caused by

photography or printing, the original one shall prevail.

(4) If an auction article is printed on the catalogue by the Auctioneer, and

no caption or photo for it is available, it does not mean the article has no

defect. If a particular defect has already been stated, it does not mean it

has no other defects.

(5) The Auctioneer shall undertake no guarantee for the authenticity and

quality of any article. The Bidder shall authenticate or use other means

(including asking for the opinions of experts) before the auction day

to examine the original piece to judge if it is genuine and know about

the quality of the article he intends to buy. Once he takes part in the

bidding, he shall be considered to have exercised the above rights and

acknowledged the auction article’s status quo (including defects). The

bidder is considered willing to be legally responsible for his bidding of a

certain auction article, and he will never cancel his bid or refuse to pay

the purchase price, commission and other expenses under any excuse

whatsoever; otherwise the Auctioneer shall pursue the Bidder’s liability in

accordance with the Conditions of Business.

4. Facilities in the auction hall

The foreign exchange rate offered by the currency-exchange converter

available in the auction hall is for the Bidder’s reference only. The

Auctioneer shall not be held responsible for the discrepancy between the

foreign exchange rate proposed by The People's Bank of China and the one

offered on site.

5. Commission

After the successful bidding, the Buyer shall pay the Auctioneer 15%

of the “hammer price” as commission. If the Buyer refuses to pay the

commission, the Auctioneer shall have the right to pursue the Buyer’s

liability, but also have a lien on the auction article the Buyer shall collect.

6. Payment and delivery of the auction article

(1) After a successful bidding, the Buyer shall pay the price in full and pick

up the article or pay off the rest and pick up the auction article from the

auctioneer no late than 7 days after the auction.

(2) The payment shall be paid in RMB. In the event that the Buyer makes

payments in currency other than RMB, the payment will be made at the

foreign exchange rate announced by the People’s Bank of China on the

day of the payment.

(3) The Buyer will not get the ownership of any auction article unless he

pays the total amount of the purchase price and commission. The Buyer

will not collect any one of the articles before he pays off all amounts due

and commission.

(4) The Buyer shall collect the article within 7 days of its sale. After the

specified date, the Buyer shall be liable to pay transportation fee, storage

fee and other costs arising from the loss of the auction article. The

Auctioneer shall not be responsible for the consequences caused by the

Buyer’s delay.

(5) Once the Buyer allows the Auctioneer to arrange packing and

transportation, the Buyer is deemed as trusting the Auctioneer as his

agent out of his will. The Auctioneer shall not be responsible for any

damage to the article in the process of packing or transportation.

7. The Buyer’s liabilities to an auction article after the successful bidding

After the day when the article is sold, the Buyer shall be responsible for

the article he has purchased. Even if the article is still kept by the Auctioneer

or an agent, the Buyer shall be responsible for the losses or damages not

caused by the Auctioneer’s intentional act during the keeping period.

8. Remedies for arrears and deferred collection of auctioned articles

If the Buyer fails to pay the amount in full or does not take the auction

article away, the Auctioneer shall have the right to terminate the agreement

at any time and require the buyer to pay the penalty and assume the liability

for the loss. The Auctioneer shall be entitled to exercise one or more rights

as follows without informing the Buyer in advance:

(1) Bring a suit to the court where the Auctioneer is under jurisdiction

against the Buyer for his breach of contract, and demand the Buyer

to pay the hammer price, commission and other expenses as well as

compensation for all the losses for his breach of contract (including, but

not limited to fees for lawyer’s first, second instance and review as well

as prosecution procedure. Every procedure shall be no more than 7%

of the value of the subject matter of the action or the subject matter of

execution to be applied for, and guarantee of attachment).

(2) Do not transfer any one of the articles at the Auctioneer to the Buyer.

(3) Denounce the defaulter by name and his default practice through news

media.

(4) Sell the article again by auction or by other means. If the Auctioneer puts

the concerned article in auction again or sells the article, the Buyer shall

pay the commission which himself and the Seller should have paid in the

previous auction. If the article is auctioned/sold at the price lower than

the original one, the Buyer shall pay the difference to the Auctioneer. If

the article is auctioned/sold at the price higher than the original one, the

surplus shall go to the Auctioneer or the Seller, which does not exempt

the original Buyer from bearing the liability for any breach of contract.

(5) From the 8th day after the sale date, the Auctioneer shall charge the Buyer

interest at a rate of 0.05% per day and storage fee at a rate of 0.03% per

day on the due and unpaid amount until such a payment is made fully,

unless otherwise agreed by the Buyer and the Auctioneer. If the Buyer stalls

the payment, the interest and storage fee accrued due to the delay as well as

other losses caused to the Auctioneer accordingly shall be paid as well as the

purchase price and other amounts the Buyer shall pay to the Auctioneer

(6) The deposit shall not be returned to the Buyer. And the Buyer shall pay

30% of the unpaid amount to the Auctioneer as a penalty.

(7) In the event that the Buyer fails to pay any one of the articles at the

agreed time according to the Conditions of Business after the successful

bidding of several articles under the same bidding paddle, the Auctioneer

shall not return all the deposits to the Buyer. The Buyer has no right to

take away any one of the articles before he pays off in full.

(8) Within 7 days of the successful bidding, if the Buyer fails to pay the due

amount to the Auctioneer and the Seller proposes to retrieve the article,

the contract between the Auctioneer and the Buyer shall be deemed

as terminated upon the approval of the Auctioneer. The Auctioneer,

however, still has the right to require the Buyer to take the liability.

(9) After the successful bidding, if the Buyer fails to make due payment, the

Auctioneer shall have the right to entrust a third party to collect all or

part of the default payment from the Buyer.

9. Statement of Guarantee

According to the Auction Law of the People’s Republic of China, the

Auctioneer declares that the introduction and comments, including photos,

pictures, slides and news reports about any auction article made by any one

of the agents are for reference only, and can never be interpreted as a sort

of guarantee. The Auctioneer undertakes no guarantee for the authenticity

and quality of any article. So the Buyer (including the trustee) shall examine

the auction article in person and be legally responsible for his bidding.

Part II Main Stipulations for the Seller

1. The Seller and guarantee

(1) The Seller shall be the auction truster. The Auctioneer shall take

the truster as the legal owner of a certain property in the absence of

particular statements; if the article is a co-owned property, the Auctioneer

shall take the truster as the representative of the co-owners and deem

that the truster has got the permission in the absence of the truster’s

statements.

(2) The Seller shall show his Identification Card or other valid identity

certificates, together with relevant certificate about the potential auction

article when he intends to trust the Auctioneer to sell his article by

auction. The Seller should also state the origin and content of the

article to the Auctioneer and sign a “Consignment Agreement” with the

Auctioneer.

(3) The Seller shall have the “right of disposal” or ownership of the article

trusted to the Auctioneer for the sale, and he shall be legally responsible

for all disputes caused by exhibition, propaganda, publication, auction

and so on, hence the Seller shall compensate the Auctioneer for any

economic loss and defamation arising from the disputes concerned.

(4) The Seller shall provide the Auctioneer with all kinds of information he

knows or ought to know, regarding the origin and defects of the potential

auction article, so as to facilitate the Auctioneer to check the article.

(5) The Seller shall not bid his trusted auction article nor trust or employ

others to bid for the trusted article.

2. As for the article trusted by the Seller, the Auctioneer shall be fully entitled

to handle the following matters:

(1) To decide whether a certain article is fit for auction, and the time, place,

terms and by which means the auction will be held.

(2) To introduce and comment on any auction article in the catalogue and

through news media.

(3) To terminate the agreement (withdraw an article) any time before the

auction day, or to adjust its base price after negotiating with the Seller.

3. The base price

(1) All auction articles shall have their respective base price. The Seller shall

have the right to reach a written agreement with the Auctioneer about

the base price. If the Seller wishes to change the base price agreed by

both parties, he shall get the approval from the Auctioneer first.

(2) The Auctioneer shall not sell an auction article at a price that is lower

than the base price. Under the condition that the Auctioneer guarantees

that the Seller’s actual proceeds is no less than the amount he shall get

when the article is sold at the base price, the Auctioneer shall auction the

article at a price that is lower than the base price.

4. Auction on consignment

It refers to the way in which the Seller negotiates with the Auctioneer

before signing a Consignment Agreement according to which the Seller shall

get the auction proceeds after paying the Auctioneer a certain proportion of

auction fee and commission on the basis of the hammer price.

5. Commission and other charges

(1) Except otherwise regulated, commission accounts for 10% of the

hammer price, while the Seller will not be charged in case the trusted

article goes unsold.

(2) Premium accounts for 1% of the hammer price; printing and

photography fees can be referred to in the Auctioneer’s charging list.

(3) If the Seller refuses to pay the above-mentioned commission and other

charges, the Auctioneer shall deduct the amount from the auction

proceeds after the sale of the article.

(4) The Seller shall acknowledge all kinds of reasonable expenses the

Auctioneer collects from the Buyer according to the agreements.

6. Insurance

(1) Except otherwise hinted by the Seller, the Auctioneer has the right to buy

insurance for the article or keep the article from the day when the Seller

and the Auctioneer sign a Consignment Agreement and the Seller trusts

the article to the Auctioneer to the day when the Buyer completes full

payments of his bidding or within 35 days after the auction date.

(2) The Seller shall pay 1% of the hammer price as premium. If the

article fails to be auctioned, the Seller shall pay 1% of the base price as

premium.

(3) If the Auctioneer is demanded by the Seller in written form not to effect

the insurance of his auction article, then the Seller shall be responsible

for all the accidents while the Auctioneer shall not be responsible for

them. And the Seller shall be liable if there are economic losses and

expenses caused by the accidents.

(4) The Auctioneer shall not be responsible for the damages caused by insects

and/or change of weather or other irresistible causes to the auction

article. If there are other reasons accounting for the damage done to

the article and indemnity is needed, then the matter shall be handled in

accordance with relevant Chinese insurance laws and regulations. Under

the condition that the insurance company agrees to pay the claimed

damages, the Seller shall get the rest of the indemnity after deducting the

fees (exclusive of commission) he shall pay to the Auctioneer.

7. Payment of proceeds of the auction

(1) If the Buyer has paid off the price in full to the Auctioneer and there is

no dispute whatsoever, the Seller shall get the rest of the sale proceeds

after deducting the fees as regulated in the Consignment Agreement and

Conditions of Business starting from the 35th day after the sale date,.

(2) If the Buyer pays the due amount after (or more than) 35 days of the

auction date to the Auctioneer, the Auctioneer shall pay the proceeds to

the Seller as regulated within 7 working days after receiving the Buyer’s

payment in full.

(3) RMB shall be the currency the Auctioneer shall pay the Seller after the

auction, except otherwise agreed upon by both parties.

(4) According to relevant laws and regulations of the People’s Republic

of China, the Auctioneer should withhold the tax to the competent

authority.

8. Charges for the withdrawal of auction articles

The Seller may withdraw the article before the auction date subject

to the Auctioneer’s consent with a written notice stating the reasons. In the

case the catalogue or any other advertisements of the article have begun

to be printed before the Seller’s withdrawal, the Seller shall pay an amount

NOTICE TO THE BIDDER

1. The place where obligations of a contract are fulfilled should be the place

where the Auctioneer is located at.

2. The Conditions of Business, which is published on the catalogues, should

be read carefully by the Bidder and complied with strictly.

3. The Bidder shall present his own valid Identification Card, passport

or other relevant documents to undergo registration procedure. For a

paddle registration, the Bidder shall pay a deposit of RMB 200,000.

To bid in sales of Chinese paintings & calligraphy (including Important

Manuscripts and Photographs), Modern and Contemporary Oil

Paintings, Following Lu Xun and China's New Woodcut Movement:

Rong Ge Memorial Sale for His Woodcut Career, the Bidder shall pay a

deposit of RMB 500,000. The Bidder who bids for lots at a total purchase

price of RMB 10,000,000 (commission included) or more shall pay an

additional deposit of RMB 500,000.

4. The Bidder can authorize his agent to bid if the Bidder is unable to be

present at the auction hall and place a bidding. Before the auction date,

the trustee shall present an authorization letter which is recognized by

the Auctioneer to prove him as the agent of the Bidder, otherwise each

Bidder shall be deemed as the Bidder himself.

5. Besides cash and cheque, payments can be remitted directly to the banks

where the Auctioneer has accounts.

Deposit Bank

BENEFICIARY NAME: XILINGYINSHE AUCTION Co., Ltd.

BENEFICIARY BANK: INDUSTRIAL AND COMMERCIAL BANK

OF CHINA, HANGZHOU CHENGZHAN

DISTRICT BRANCH

A/C NO: 1202027709814004367 SWIFT BIC: ICBKCNBJZJP

equal to 30% of the article’s base price and other expenses. In the case the

catalogue or any other advertisements of the article have not begun to be

printed after the Seller’s withdrawal, the Seller shall pay an amount equal

to 20% of the article’s base price and other expenses. Any dispute or claim

arising out of the Seller’s withdrawal shall be borne by the Seller.

9. Unsold auction articles or contract rescission between the Buyer and the

Auctioneer

If an article fails to be auctioned or the contract is rescinded between

the Buyer and the Auctioneer due to any other reason, the Seller shall take

the article back at his own expense within 60 days after the auction date or

the contract rescission. After the expiry of such a period, the Auctioneer

shall have the right to auction the article publicly. The Auctioneer shall also

be entitled to demand the Seller to pay all amounts due after the article is

auctioned. And the Auctioneer shall charge the Seller storage fees at a rate

of 0.03% per day on the base price after the auction date or the contract

rescission. The Seller shall be responsible to all the risks and accidents

thenceforward.

Part III Other Rights and Duties of the Auctioneer

1. The Auctioneer shall provide services for both the Seller and the Buyer,

but it shall not be responsible for any Buyer or Seller’s breach of contract.

2. The Auctioneer shall be entitled to refuse any bid which comes after the

hammer price, raise bidding price, withdraw any auction article and sell

the article in another auction if there are any disputes.

3. The Auctioneer shall have the right to hold exhibitions, auctions, and

make announcements, catalogues and other forms of publications to

introduce the auction article.

4. The Auctioneer shall ask the Bidder to notice the defects in an auction

article, examine the article and decide his own bidding.

5. The Auctioneer shall have the right to determine, together with the Seller,

the base price, and to determine the name of currency in auction, means

of auction and bidding increments.

6. The Auctioneer shall keep it confidential concerning the Buyer and the

Seller in accordance with the laws of the People’s Republic of China

and the business rules of the Auctioneer; the Auctioneer shall protect

the rights and interests of the Buyer, the Seller and the Auctioneer from

infringement.

7. According to the agreement between the Auctioneer and the Seller,

the Seller shall be the owner of the auction article and shall be legally

responsible. The Auctioneer shall not accept or hear any cases regarding

different opinions from other persons about the ownership of the auction

articles the Auctioneer is going to sell. If the Auctioneer receives an

announcement or decision made in accordance with law from the judicial

departments before the auction, the Auctioneer shall have the right to

stop the auction.

Part IV Definitions of the Terms Used in This Document and Other

Terms

The definitions of the terms used in this document and catalogue are

as follows:

1. “The Company”, “The Auctioneer” refer to the Xiling Yinshe Auction

Co., Ltd.

2. “Different kinds of expenses” refers to expenses collected by the

Auctioneer for insurance, catalogue and so on.

3. “Imitation” refers to an auction article different from the caption

described in catalogue, including its author, origin, date, period and

background.

4. “Auction article” refers to an article or property rights consigned by the

Seller to the Auctioneer for sale in the auction.

5. “Base price” refers to the lowest hammer price that should be reached in

the auction.

6. “Estimated price” refers to the estimated price of each article shown in

the Auctioneer’s catalogue. The price is subject to alteration.

7. “Hammer price” refers to the price of a certain auction article upon

which the Auctioneer’s hammer falls.

8. “Purchase price” refers to the total amount of hammer price and

commission that should be paid by the Buyer.

9. “Commission” refers to the expenses collected on a certain percentage by

the Auctioneer from both the Buyer and the Seller.

10. “Auction proceeds” refers to the amount paid by the Auctioneer to

the Seller after deducting commission calculated by certain rate, other

expenses and the amount that the Seller should pay to the Auctioneer on

the basis of the hammer price.

11. “Sale/Auction date” means the date on which the Auctioneer confirms

the sale of any article in the auction by striking his hammer or in any

other public manner.

12. “Notice” refers to a notice in written form. The Auctioneer sends out

notice and letters to the address provided by the Consigner, Bidder and

Buyer. Once the notice/letter is sent out, it is deemed as delivered to

whom is concerned.

13. “Seal” refers to a seal in an auction article..The seal’s caption in the

Auctioneer’s Catalogue is for the Buyer’s reference only

14. “Color” in the catalogue means an auction article (a piece of Chinese

calligraphy or painting) is colored.

15. “Defect” refers to authenticity and some tiny flaws in the artwork. The

Auctioneer believes all works of art are subject to defects or flaws caused

by nature, artists of improper preservation. So the Auctioneer shall ask

the Bidder to examine the auction article if he can find any obvious

or hidden defects. There is a traditional Chinese saying: “The defects

cannot obscure the virtues”. In a word, the Bidder shall determine

before bidding whether a certain defect counts or not.

16. The place where obligations of a contract are fulfilled refers to the place

where the Auctioneer is located at.

17. The jurisdiction shall be for the court whose jurisdiction area includes

the domicile of the Auctioneer. The court shall exercise jurisdiction

over disputes in the performance of Consignment Agreement and

the contract between the Auctioneer, the Bidder, the Seller and other

interested parties.

18. The contact or identification information registered by the Seller, Bidder

or Buyer at the Auctioneer is deemed as the information based on which

the Auctioneer makes contact with. Notice or other legal documents sent

by the Auctioneer or agent and judicial authority using such information

to the Seller, Bidder and Buyer is deemed to have been served. For

any change in such information, a written notice to the Auctioneer is

necessary, otherwise the change is invalid.

*If there are any differences in the comprehension of the English version of

the document, the Chinese version shall prevail.

*The right to interpret the Conditions of Business is reserved by the

Auctioneer.

against the Buyer for his breach of contract, and demand the Buyer

to pay the hammer price, commission and other expenses as well as

compensation for all the losses for his breach of contract (including, but

not limited to fees for lawyer’s first, second instance and review as well

as prosecution procedure. Every procedure shall be no more than 7%

of the value of the subject matter of the action or the subject matter of

execution to be applied for, and guarantee of attachment).

(2) Do not transfer any one of the articles at the Auctioneer to the Buyer.

(3) Denounce the defaulter by name and his default practice through news

media.

(4) Sell the article again by auction or by other means. If the Auctioneer puts

the concerned article in auction again or sells the article, the Buyer shall

pay the commission which himself and the Seller should have paid in the

previous auction. If the article is auctioned/sold at the price lower than

the original one, the Buyer shall pay the difference to the Auctioneer. If

the article is auctioned/sold at the price higher than the original one, the

surplus shall go to the Auctioneer or the Seller, which does not exempt

the original Buyer from bearing the liability for any breach of contract.

(5) From the 8th day after the sale date, the Auctioneer shall charge the Buyer

interest at a rate of 0.05% per day and storage fee at a rate of 0.03% per

day on the due and unpaid amount until such a payment is made fully,

unless otherwise agreed by the Buyer and the Auctioneer. If the Buyer stalls

the payment, the interest and storage fee accrued due to the delay as well as

other losses caused to the Auctioneer accordingly shall be paid as well as the

purchase price and other amounts the Buyer shall pay to the Auctioneer

(6) The deposit shall not be returned to the Buyer. And the Buyer shall pay

30% of the unpaid amount to the Auctioneer as a penalty.

(7) In the event that the Buyer fails to pay any one of the articles at the

agreed time according to the Conditions of Business after the successful

bidding of several articles under the same bidding paddle, the Auctioneer

shall not return all the deposits to the Buyer. The Buyer has no right to

take away any one of the articles before he pays off in full.

(8) Within 7 days of the successful bidding, if the Buyer fails to pay the due

amount to the Auctioneer and the Seller proposes to retrieve the article,

the contract between the Auctioneer and the Buyer shall be deemed

as terminated upon the approval of the Auctioneer. The Auctioneer,

however, still has the right to require the Buyer to take the liability.

(9) After the successful bidding, if the Buyer fails to make due payment, the

Auctioneer shall have the right to entrust a third party to collect all or

part of the default payment from the Buyer.

9. Statement of Guarantee

According to the Auction Law of the People’s Republic of China, the

Auctioneer declares that the introduction and comments, including photos,

pictures, slides and news reports about any auction article made by any one

of the agents are for reference only, and can never be interpreted as a sort

of guarantee. The Auctioneer undertakes no guarantee for the authenticity

and quality of any article. So the Buyer (including the trustee) shall examine

the auction article in person and be legally responsible for his bidding.

Part II Main Stipulations for the Seller

1. The Seller and guarantee

(1) The Seller shall be the auction truster. The Auctioneer shall take

the truster as the legal owner of a certain property in the absence of

particular statements; if the article is a co-owned property, the Auctioneer

shall take the truster as the representative of the co-owners and deem

that the truster has got the permission in the absence of the truster’s

statements.

(2) The Seller shall show his Identification Card or other valid identity

certificates, together with relevant certificate about the potential auction

article when he intends to trust the Auctioneer to sell his article by

auction. The Seller should also state the origin and content of the

article to the Auctioneer and sign a “Consignment Agreement” with the

Auctioneer.

(3) The Seller shall have the “right of disposal” or ownership of the article

trusted to the Auctioneer for the sale, and he shall be legally responsible

for all disputes caused by exhibition, propaganda, publication, auction

and so on, hence the Seller shall compensate the Auctioneer for any

economic loss and defamation arising from the disputes concerned.

(4) The Seller shall provide the Auctioneer with all kinds of information he

knows or ought to know, regarding the origin and defects of the potential

auction article, so as to facilitate the Auctioneer to check the article.

(5) The Seller shall not bid his trusted auction article nor trust or employ

others to bid for the trusted article.

2. As for the article trusted by the Seller, the Auctioneer shall be fully entitled

to handle the following matters:

(1) To decide whether a certain article is fit for auction, and the time, place,

terms and by which means the auction will be held.

(2) To introduce and comment on any auction article in the catalogue and

through news media.

(3) To terminate the agreement (withdraw an article) any time before the

auction day, or to adjust its base price after negotiating with the Seller.

3. The base price

(1) All auction articles shall have their respective base price. The Seller shall

have the right to reach a written agreement with the Auctioneer about

the base price. If the Seller wishes to change the base price agreed by

both parties, he shall get the approval from the Auctioneer first.

(2) The Auctioneer shall not sell an auction article at a price that is lower

than the base price. Under the condition that the Auctioneer guarantees

that the Seller’s actual proceeds is no less than the amount he shall get

when the article is sold at the base price, the Auctioneer shall auction the

article at a price that is lower than the base price.

4. Auction on consignment

It refers to the way in which the Seller negotiates with the Auctioneer

before signing a Consignment Agreement according to which the Seller shall

get the auction proceeds after paying the Auctioneer a certain proportion of

auction fee and commission on the basis of the hammer price.

5. Commission and other charges

(1) Except otherwise regulated, commission accounts for 10% of the

hammer price, while the Seller will not be charged in case the trusted

article goes unsold.

(2) Premium accounts for 1% of the hammer price; printing and

photography fees can be referred to in the Auctioneer’s charging list.

(3) If the Seller refuses to pay the above-mentioned commission and other

charges, the Auctioneer shall deduct the amount from the auction

proceeds after the sale of the article.

(4) The Seller shall acknowledge all kinds of reasonable expenses the

Auctioneer collects from the Buyer according to the agreements.

6. Insurance

(1) Except otherwise hinted by the Seller, the Auctioneer has the right to buy

insurance for the article or keep the article from the day when the Seller

and the Auctioneer sign a Consignment Agreement and the Seller trusts

the article to the Auctioneer to the day when the Buyer completes full

payments of his bidding or within 35 days after the auction date.

(2) The Seller shall pay 1% of the hammer price as premium. If the

article fails to be auctioned, the Seller shall pay 1% of the base price as

premium.

(3) If the Auctioneer is demanded by the Seller in written form not to effect

the insurance of his auction article, then the Seller shall be responsible

for all the accidents while the Auctioneer shall not be responsible for

them. And the Seller shall be liable if there are economic losses and

expenses caused by the accidents.

(4) The Auctioneer shall not be responsible for the damages caused by insects

and/or change of weather or other irresistible causes to the auction

article. If there are other reasons accounting for the damage done to

the article and indemnity is needed, then the matter shall be handled in

accordance with relevant Chinese insurance laws and regulations. Under

the condition that the insurance company agrees to pay the claimed

damages, the Seller shall get the rest of the indemnity after deducting the

fees (exclusive of commission) he shall pay to the Auctioneer.

7. Payment of proceeds of the auction

(1) If the Buyer has paid off the price in full to the Auctioneer and there is

no dispute whatsoever, the Seller shall get the rest of the sale proceeds

after deducting the fees as regulated in the Consignment Agreement and

Conditions of Business starting from the 35th day after the sale date,.

(2) If the Buyer pays the due amount after (or more than) 35 days of the

auction date to the Auctioneer, the Auctioneer shall pay the proceeds to

the Seller as regulated within 7 working days after receiving the Buyer’s

payment in full.

(3) RMB shall be the currency the Auctioneer shall pay the Seller after the

auction, except otherwise agreed upon by both parties.

(4) According to relevant laws and regulations of the People’s Republic

of China, the Auctioneer should withhold the tax to the competent

authority.

8. Charges for the withdrawal of auction articles

The Seller may withdraw the article before the auction date subject

to the Auctioneer’s consent with a written notice stating the reasons. In the

case the catalogue or any other advertisements of the article have begun

to be printed before the Seller’s withdrawal, the Seller shall pay an amount

NOTICE TO THE BIDDER

1. The place where obligations of a contract are fulfilled should be the place

where the Auctioneer is located at.

2. The Conditions of Business, which is published on the catalogues, should

be read carefully by the Bidder and complied with strictly.

3. The Bidder shall present his own valid Identification Card, passport

or other relevant documents to undergo registration procedure. For a

paddle registration, the Bidder shall pay a deposit of RMB 200,000.

To bid in sales of Chinese paintings & calligraphy (including Important

Manuscripts and Photographs), Modern and Contemporary Oil

Paintings, Following Lu Xun and China's New Woodcut Movement:

Rong Ge Memorial Sale for His Woodcut Career, the Bidder shall pay a

deposit of RMB 500,000. The Bidder who bids for lots at a total purchase

price of RMB 10,000,000 (commission included) or more shall pay an

additional deposit of RMB 500,000.

4. The Bidder can authorize his agent to bid if the Bidder is unable to be

present at the auction hall and place a bidding. Before the auction date,

the trustee shall present an authorization letter which is recognized by

the Auctioneer to prove him as the agent of the Bidder, otherwise each

Bidder shall be deemed as the Bidder himself.

5. Besides cash and cheque, payments can be remitted directly to the banks

where the Auctioneer has accounts.

Deposit Bank

BENEFICIARY NAME: XILINGYINSHE AUCTION Co., Ltd.

BENEFICIARY BANK: INDUSTRIAL AND COMMERCIAL BANK

OF CHINA, HANGZHOU CHENGZHAN

DISTRICT BRANCH

A/C NO: 1202027709814004367 SWIFT BIC: ICBKCNBJZJP

equal to 30% of the article’s base price and other expenses. In the case the

catalogue or any other advertisements of the article have not begun to be

printed after the Seller’s withdrawal, the Seller shall pay an amount equal

to 20% of the article’s base price and other expenses. Any dispute or claim

arising out of the Seller’s withdrawal shall be borne by the Seller.

9. Unsold auction articles or contract rescission between the Buyer and the

Auctioneer

If an article fails to be auctioned or the contract is rescinded between

the Buyer and the Auctioneer due to any other reason, the Seller shall take

the article back at his own expense within 60 days after the auction date or

the contract rescission. After the expiry of such a period, the Auctioneer

shall have the right to auction the article publicly. The Auctioneer shall also

be entitled to demand the Seller to pay all amounts due after the article is

auctioned. And the Auctioneer shall charge the Seller storage fees at a rate

of 0.03% per day on the base price after the auction date or the contract

rescission. The Seller shall be responsible to all the risks and accidents

thenceforward.

Part III Other Rights and Duties of the Auctioneer

1. The Auctioneer shall provide services for both the Seller and the Buyer,

but it shall not be responsible for any Buyer or Seller’s breach of contract.

2. The Auctioneer shall be entitled to refuse any bid which comes after the

hammer price, raise bidding price, withdraw any auction article and sell

the article in another auction if there are any disputes.

3. The Auctioneer shall have the right to hold exhibitions, auctions, and

make announcements, catalogues and other forms of publications to

introduce the auction article.

4. The Auctioneer shall ask the Bidder to notice the defects in an auction

article, examine the article and decide his own bidding.

5. The Auctioneer shall have the right to determine, together with the Seller,

the base price, and to determine the name of currency in auction, means

of auction and bidding increments.

6. The Auctioneer shall keep it confidential concerning the Buyer and the

Seller in accordance with the laws of the People’s Republic of China

and the business rules of the Auctioneer; the Auctioneer shall protect

the rights and interests of the Buyer, the Seller and the Auctioneer from

infringement.

7. According to the agreement between the Auctioneer and the Seller,

the Seller shall be the owner of the auction article and shall be legally

responsible. The Auctioneer shall not accept or hear any cases regarding

different opinions from other persons about the ownership of the auction

articles the Auctioneer is going to sell. If the Auctioneer receives an

announcement or decision made in accordance with law from the judicial

departments before the auction, the Auctioneer shall have the right to

stop the auction.

Part IV Definitions of the Terms Used in This Document and Other

Terms

The definitions of the terms used in this document and catalogue are

as follows:

1. “The Company”, “The Auctioneer” refer to the Xiling Yinshe Auction

Co., Ltd.

2. “Different kinds of expenses” refers to expenses collected by the

Auctioneer for insurance, catalogue and so on.

3. “Imitation” refers to an auction article different from the caption

described in catalogue, including its author, origin, date, period and

background.

4. “Auction article” refers to an article or property rights consigned by the

Seller to the Auctioneer for sale in the auction.

5. “Base price” refers to the lowest hammer price that should be reached in

the auction.

6. “Estimated price” refers to the estimated price of each article shown in

the Auctioneer’s catalogue. The price is subject to alteration.

7. “Hammer price” refers to the price of a certain auction article upon

which the Auctioneer’s hammer falls.

8. “Purchase price” refers to the total amount of hammer price and

commission that should be paid by the Buyer.

9. “Commission” refers to the expenses collected on a certain percentage by

the Auctioneer from both the Buyer and the Seller.

10. “Auction proceeds” refers to the amount paid by the Auctioneer to

the Seller after deducting commission calculated by certain rate, other

expenses and the amount that the Seller should pay to the Auctioneer on

the basis of the hammer price.

11. “Sale/Auction date” means the date on which the Auctioneer confirms

the sale of any article in the auction by striking his hammer or in any

other public manner.

12. “Notice” refers to a notice in written form. The Auctioneer sends out

notice and letters to the address provided by the Consigner, Bidder and

Buyer. Once the notice/letter is sent out, it is deemed as delivered to

whom is concerned.

13. “Seal” refers to a seal in an auction article..The seal’s caption in the

Auctioneer’s Catalogue is for the Buyer’s reference only

14. “Color” in the catalogue means an auction article (a piece of Chinese

calligraphy or painting) is colored.

15. “Defect” refers to authenticity and some tiny flaws in the artwork. The

Auctioneer believes all works of art are subject to defects or flaws caused

by nature, artists of improper preservation. So the Auctioneer shall ask

the Bidder to examine the auction article if he can find any obvious

or hidden defects. There is a traditional Chinese saying: “The defects

cannot obscure the virtues”. In a word, the Bidder shall determine

before bidding whether a certain defect counts or not.

16. The place where obligations of a contract are fulfilled refers to the place

where the Auctioneer is located at.

17. The jurisdiction shall be for the court whose jurisdiction area includes

the domicile of the Auctioneer. The court shall exercise jurisdiction

over disputes in the performance of Consignment Agreement and

the contract between the Auctioneer, the Bidder, the Seller and other

interested parties.

18. The contact or identification information registered by the Seller, Bidder

or Buyer at the Auctioneer is deemed as the information based on which

the Auctioneer makes contact with. Notice or other legal documents sent

by the Auctioneer or agent and judicial authority using such information

to the Seller, Bidder and Buyer is deemed to have been served. For

any change in such information, a written notice to the Auctioneer is

necessary, otherwise the change is invalid.

*If there are any differences in the comprehension of the English version of

the document, the Chinese version shall prevail.

*The right to interpret the Conditions of Business is reserved by the

Auctioneer.

CATALOGUES

付款方式  METHOD OF PAYMENT

□邮购 Mail order        □银行汇票 Draft        □支票 Cheque

□信用卡 Credit card      □银联 Unionpay

卡号 Card no.                                                      

有效日期 Valid date                                                 

签字 Signature                                                      

联系方式  SEND CATALOGUES TO

姓名 Name                                                    

地址 Add                                                     

邮编 Post code                                                 

电话 Tel                                                        

传真 Fax                                                     

如需预订全年或以往图录，请与公司客服中心联系 0571-87812580

For subscription of catalogues, please contact the Department of Customer Service +86 571 8781 2580

注：请在所选图录的价格前方块内画勾,图录的预订价格为工本费并含邮资，以人民币结算。(postage included)

西泠印社 2022 秋 季 拍卖会图录预订

2022年秋季拍賣會圖錄 國內 港台 國外

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西泠印社部分社員作品專場 □ 350 □ 400 □ 450

中國書畫近現代同一上款作品專場 □ 200 □ 250 □ 300

中國書畫近現代名家作品專場 □ 250 □ 300 □ 350

中國書畫扇畫作品專場 □ 150 □ 200 □ 250

追隨魯迅和中國新興木刻運動——戎戈

一生木刻創作紀實專場 □ 150 □ 200 □ 250

中外名人手跡與影像藝術專場 □ 350 □ 400 □ 450

中國名家漫畫·插圖連環畫專場 □ 200 □ 250 □ 300

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秋吟·龔心釗、高振霄、高式熊家藏

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中國歷代紫砂器物暨茶文化專場 □ 250 □ 300 □ 350

中國古代玉器及當代名家玉雕專場 □ 250 □ 300 □ 350

中國歷代錢幣專場 □ 250 □ 300 □ 350

中外陳年名酒及滋補佳品專場 □ 200 □ 250 □ 300

百年登喜路·首屆煙斗藝術專場 □ 200 □ 250 □ 300

華藏寶相·歷代佛教藝術專場 □ 250 □ 300 □ 350

西方古物專場 □ 200 □ 250 □ 300

東方瑞麗·珠寶翡翠專場 □ 250 □ 300 □ 350

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全套27本 □ 6450 □ 7800 □ 9150

CATALOGUES

付款方式  METHOD OF PAYMENT

□邮购 Mail order        □银行汇票 Draft        □支票 Cheque

□信用卡 Credit card      □银联 Unionpay

卡号 Card no.                                                      

有效日期 Valid date                                                 

签字 Signature                                                      

联系方式  SEND CATALOGUES TO

姓名 Name                                                    

地址 Add                                                     

邮编 Post code                                                 

电话 Tel                                                        

传真 Fax                                                     

如需预订全年或以往图录，请与公司客服中心联系 0571-87812580

For subscription of catalogues, please contact the Department of Customer Service +86 571 8781 2580

注：请在所选图录的价格前方块内画勾,图录的预订价格为工本费并含邮资，以人民币结算。(postage included)

西泠印社 2022 秋 季 拍卖会图录预订

2022年秋季拍賣會圖錄 國內 港台 國外

中國書畫古代作品暨明清信札手跡專場 □ 400 □ 450 □ 500

西泠印社部分社員作品專場 □ 350 □ 400 □ 450

中國書畫近現代同一上款作品專場 □ 200 □ 250 □ 300

中國書畫近現代名家作品專場 □ 250 □ 300 □ 350

中國書畫扇畫作品專場 □ 150 □ 200 □ 250

追隨魯迅和中國新興木刻運動——戎戈

一生木刻創作紀實專場 □ 150 □ 200 □ 250

中外名人手跡與影像藝術專場 □ 350 □ 400 □ 450

中國名家漫畫·插圖連環畫專場 □ 200 □ 250 □ 300

文房清玩·歷代名硯暨古墨專場 □ 200 □ 250 □ 300

文房清玩·近現代名家篆刻專場 □ 300 □ 350 □ 400

中國歷代瓷器專場 □ 200 □ 250 □ 300

江南心境·文房瓷器專場 □ 200 □ 250 □ 300

江南心境·首屆茶花香器專場 □ 200 □ 250 □ 300

萃古熙今·文房古玩專場 □ 200 □ 250 □ 300

2022年秋季拍賣會圖錄 國内 港台 國外

文房清玩·古玩雜件專場 □ 300 □ 350 □ 400

忘憂·文人書齋清玩專場 □ 200 □ 250 □ 300

秋吟·龔心釗、高振霄、高式熊家藏

宮廷蛐蛐罐雅玩專場 □ 200 □ 250 □ 300

古籍善本·金石碑帖專場 □ 250 □ 300 □ 350

中國歷代紫砂器物暨茶文化專場 □ 250 □ 300 □ 350

中國古代玉器及當代名家玉雕專場 □ 250 □ 300 □ 350

中國歷代錢幣專場 □ 250 □ 300 □ 350

中外陳年名酒及滋補佳品專場 □ 200 □ 250 □ 300

百年登喜路·首屆煙斗藝術專場 □ 200 □ 250 □ 300

華藏寶相·歷代佛教藝術專場 □ 250 □ 300 □ 350

西方古物專場 □ 200 □ 250 □ 300

東方瑞麗·珠寶翡翠專場 □ 250 □ 300 □ 350

現當代油畫專場 □ 300 □ 350 □ 400

全套27本 □ 6450 □ 7800 □ 9150

图录号

Lot No.

拍卖品名称

Title

出价（人民币元）

Bid Price (RMB)￥

(一) 委託人同意西泠印社拍卖有限公司指派工作人员代委託人进行竞买。

(二) 受託人应以尽可能低的价格代为竞买，竞买成交价不得高于委託价。

(三) 委託人应在拍卖日前三天内向西泠印社拍卖有限公司提供有关资信及身份证明并将委託价的30％作为保证金汇入受託人账户，否则受託

人有权拒绝接受委託。

(四) 若竞买成功，竞买委託人承诺按西泠印社拍卖有限公司《拍卖规则》的规定向西泠印社拍卖有限公司支付成交价及成交价的15％的佣金

後领取拍卖品(包装及运费自负)。

(五) 受託人（包括受託人指派的工作人员）对竞买未成功或在竞买过程中出现的疏忽、过失或无法代为竞买等不承担任何责任。

(六) 受託人根據委託人填寫在本《委託競投授權書》中的手機號碼、固定電話號碼、即時通訊軟件進行溝通，所產生的法律後果由委託人承

擔。雙方按照本授權書中確定的地址所發出的通知，一經發出即視爲送達。

(七) 西泠印社拍賣有限公司就《拍賣規則》中免除或減輕其責任等與委託人有重大利害關係的條款，在委託人委託前已經向本人進行了提示或說

明，委託人已仔細閱讀並同意在委託過程中按西泠印社拍賣有限公司的《拍賣規則》規定的各項條款執行。對委託競買的一切後果承擔責任。

委託競買授權書

BID ORDER

委託人姓名

地址

电话/手機 微信號

邮编 E-mail

身份证 / 护照号码

特别提示：

1.委託人需按上述列表中的要求逐项清楚、完整填写。

2.委託人如果撤销本授权书，应在拍卖日前二十四小时书面通知受託人。

3.如委託人以电话方式委託竞买，也应出具书面授权委託书，经受託人同意後方可生效。

4.若參與西泠印社二〇二二秋季拍賣會競買，請隨附身份證或護照復印件。

5.以下为西泠印社拍卖有限公司指定银行账户信息：

委託人聲明：本人對西泠印社二〇二二年秋季拍賣會下列編號拍品按表列價格進行委託競買，並承諾接受以

下條件：

NOTICE: THE BUYER SHOULD ACCEPT THE CONDITIONS OF BUSINESS AND CONSIGN TO BID FOR THE

LOT(S) AT THE PRICE(S) LISTED IN THE FOLLOWING FORM:

拍卖日期：

2022年12月30日-2023年01月 0 1 日

DATE: DECEMBER 30, 2022-JANUARY 1, 2023

西泠印社二〇二 二秋季 拍賣會

XILING YINSHE 2022 AUTUMN AUCTION

杭州市清吟街127號 郵編：310003 電話：0571-87896778（總機） 87808099（財務） 87812580（客服） 傳真：0571-87812600

西泠印社拍賣有限公司 XILING YINSHE AUCTION CO., LTD.

人民幣賬戶

開戶名稱：西泠印社拍賣有限公司

開戶行：中國工商銀行杭州市城站支行

賬 號：1202027609900034995

外幣（美元）賬戶

開戶名稱：西泠印社拍賣有限公司

開戶行：中國工商銀行杭州市城站支行

賬 號：1202027709814004367

BENEFICIARY NAME:XILINGYINSHE AUCTION Co.,Ltd.

BENEFICIARY BANK:  INDUSTRIAL AND COMMERCIAL BANK OF CHINA,

HANGZHOU CHENGZHAN DISTRICT BRANCH

A/C NO:1202027709814004367          SWIFT BIC:ICBKCNBJZJP

開戶名稱：西泠印社拍賣有限公司

開戶行：中信銀行錢江支行

賬 號：8110801013001019779

本人承諾，本人己認真閱讀理解並願意接受西泠印社拍賣有限公司《拍賣規則》中的各項條款。本人接受並授權西泠印社拍賣有限公司

使用與本場拍賣有關的全部競買號牌，本人認可該全部號牌項下的競買行為均系本人之真實競買行為。

委託人签字

年 月 日

图录号

Lot No.

拍卖品名称

Title

出价（人民币元）

Bid Price (RMB)￥

(一) 委託人同意西泠印社拍卖有限公司指派工作人员代委託人进行竞买。

(二) 受託人应以尽可能低的价格代为竞买，竞买成交价不得高于委託价。

(三) 委託人应在拍卖日前三天内向西泠印社拍卖有限公司提供有关资信及身份证明并将委託价的30％作为保证金汇入受託人账户，否则受託

人有权拒绝接受委託。

(四) 若竞买成功，竞买委託人承诺按西泠印社拍卖有限公司《拍卖规则》的规定向西泠印社拍卖有限公司支付成交价及成交价的15％的佣金

後领取拍卖品(包装及运费自负)。

(五) 受託人（包括受託人指派的工作人员）对竞买未成功或在竞买过程中出现的疏忽、过失或无法代为竞买等不承担任何责任。

(六) 受託人根據委託人填寫在本《委託競投授權書》中的手機號碼、固定電話號碼、即時通訊軟件進行溝通，所產生的法律後果由委託人承

擔。雙方按照本授權書中確定的地址所發出的通知，一經發出即視爲送達。

(七) 西泠印社拍賣有限公司就《拍賣規則》中免除或減輕其責任等與委託人有重大利害關係的條款，在委託人委託前已經向本人進行了提示或說

明，委託人已仔細閱讀並同意在委託過程中按西泠印社拍賣有限公司的《拍賣規則》規定的各項條款執行。對委託競買的一切後果承擔責任。

委託競買授權書

BID ORDER

委託人姓名

地址

电话/手機 微信號

邮编 E-mail

身份证 / 护照号码

特别提示：

1.委託人需按上述列表中的要求逐项清楚、完整填写。

2.委託人如果撤销本授权书，应在拍卖日前二十四小时书面通知受託人。

3.如委託人以电话方式委託竞买，也应出具书面授权委託书，经受託人同意後方可生效。

4.若參與西泠印社二〇二二秋季拍賣會競買，請隨附身份證或護照復印件。

5.以下为西泠印社拍卖有限公司指定银行账户信息：

委託人聲明：本人對西泠印社二〇二二年秋季拍賣會下列編號拍品按表列價格進行委託競買，並承諾接受以

下條件：

NOTICE: THE BUYER SHOULD ACCEPT THE CONDITIONS OF BUSINESS AND CONSIGN TO BID FOR THE

LOT(S) AT THE PRICE(S) LISTED IN THE FOLLOWING FORM:

拍卖日期：

2022年12月30日-2023年01月 0 1 日

DATE: DECEMBER 30, 2022-JANUARY 1, 2023

西泠印社二〇二 二秋季 拍賣會

XILING YINSHE 2022 AUTUMN AUCTION

杭州市清吟街127號 郵編：310003 電話：0571-87896778（總機） 87808099（財務） 87812580（客服） 傳真：0571-87812600

西泠印社拍賣有限公司 XILING YINSHE AUCTION CO., LTD.

人民幣賬戶

開戶名稱：西泠印社拍賣有限公司

開戶行：中國工商銀行杭州市城站支行

賬 號：1202027609900034995

外幣（美元）賬戶

開戶名稱：西泠印社拍賣有限公司

開戶行：中國工商銀行杭州市城站支行

賬 號：1202027709814004367

BENEFICIARY NAME:XILINGYINSHE AUCTION Co.,Ltd.

BENEFICIARY BANK:  INDUSTRIAL AND COMMERCIAL BANK OF CHINA,

HANGZHOU CHENGZHAN DISTRICT BRANCH

A/C NO:1202027709814004367          SWIFT BIC:ICBKCNBJZJP

開戶名稱：西泠印社拍賣有限公司

開戶行：中信銀行錢江支行

賬 號：8110801013001019779

本人承諾，本人己認真閱讀理解並願意接受西泠印社拍賣有限公司《拍賣規則》中的各項條款。本人接受並授權西泠印社拍賣有限公司

使用與本場拍賣有關的全部競買號牌，本人認可該全部號牌項下的競買行為均系本人之真實競買行為。

委託人签字

年 月 日

F O L L O W I N G L U X U N A N D C H I N A ' S N E W W O O D C U T M O V E M E N T:

RONG GE MEMORIAL SALE FOR HIS WOODCUT CAREER

追随鲁迅和中国新兴木刻运动

—  一生木刻创作纪念专场

二○二二年秋季拍卖会

XILING YINSHE 2022 AUTUMN AUCTION

拍卖有限公司

XILING YINSHE AUCTION CO., LTD.

—

追随鲁迅和中国新兴木刻运动

戒戈一生木刻创作纪念专场杭州 2022.12.31