北京文津阁2024年春季拍卖会

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北京文津阁2024年春季拍卖会

第一章  总则第一条  规则制定为了规范拍卖行为,便于拍卖活动顺利进行,根据《中华人民共和国拍卖法》及其他有关法律、法规及本公司章程,参照国际通行惯例制定本规则。第二条  名词解释本规则各条款内除另作说明外,下列词语具有如下含义:一. 「本公司」指北京文津阁国际拍卖有限责任公司;二. 「竞买人」指参加本公司举办的拍卖活动,且根据中国法律规定具有完全民事行为能力的参加竞购拍卖品的自然人、法人或者其他组织。法律、法规对拍卖品的买卖条件或对竞买人的资格有规定的,竞买人应当具备规定的条件或资格。本规则中,除非另有说明或根据文义特殊需要,竞买人均包括竞买人的代理人;三. 「买受人」指在本公司举办的拍卖活动中以最高应价购得拍卖品的竞买人;四. 「委托人」指委托本公司拍卖本规则规定范围内拍卖品的自然人、法人或者其他组织。本规则中,除非另有说明或根据文义特殊需要,委托人均包括委托人的代理人;五. 「拍卖品」即拍卖标的,指委托人所有或依法可以处理的委托本公司进行拍卖的物品或财产权利,尤其指任何图录内编有任何编号而加以说明的物品或财产权利;六. 「拍卖日」指在某次拍卖活动中,本公司公布的正式开始进行拍卖交... [收起]
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北京文津阁2024年春季拍卖会
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136

136

王子武[1936-2021]大富贵

镜心 设色纸本

题识:戊辰(1988年)夏,子武写于无冬山房。

钤印:神木原人也、子武所为

说明:王子武[1936-2021],陕西西安人,中国现当代人

物画家、长安画派代表人物,先后任职于陕西省美术

家协会、深圳市文学艺术界联合会等单位。现为中国

美术家协会会员、广东省美协常务理事,中国画研究

院院委、深圳市文联副主席。享受国务院特殊津贴专

家,国家一级美术师。

90×33.5cm  约 2.7 平尺

RMB: 无底价

第202页

第一章  总则

第一条  规则制定

为了规范拍卖行为,便于拍卖活动顺利进行,根据

《中华人民共和国拍卖法》及其他有关法律、法规及

本公司章程,参照国际通行惯例制定本规则。

第二条  名词解释

本规则各条款内除另作说明外,下列词语具有如下含

义:

一. 「本公司」指北京文津阁国际拍卖有限责任公

司;

二. 「竞买人」指参加本公司举办的拍卖活动,且根

据中国法律规定具有完全民事行为能力的参加竞

购拍卖品的自然人、法人或者其他组织。法律、

法规对拍卖品的买卖条件或对竞买人的资格有规

定的,竞买人应当具备规定的条件或资格。本规

则中,除非另有说明或根据文义特殊需要,竞买

人均包括竞买人的代理人;

三. 「买受人」指在本公司举办的拍卖活动中以最高

应价购得拍卖品的竞买人;

四. 「委托人」指委托本公司拍卖本规则规定范围内

拍卖品的自然人、法人或者其他组织。本规则

中,除非另有说明或根据文义特殊需要,委托人

均包括委托人的代理人;

五. 「拍卖品」即拍卖标的,指委托人所有或依法可

以处理的委托本公司进行拍卖的物品或财产权

利,尤其指任何图录内编有任何编号而加以说明

的物品或财产权利;

六. 「拍卖日」指在某次拍卖活动中,本公司公布的

正式开始进行拍卖交易之日。若公布的开始日期

与开始拍卖活动实际日期不一致,则以拍卖活动

实际开始之日为准;

七. 「拍卖成交日」指在本公司举办的拍卖活动中,

拍卖师以落槌或者以其他公开表示买定的方式确

认任何拍卖品达成交易的日期;

八. 「落槌价」指拍卖师落槌决定或以其他公开表示

买定的方式确认将拍卖品售予买受人的价格;

九. 「出售收益」指支付委托人的款项净额,该净额

为落槌价减去按比率计算的佣金、税费、各项费

用及委托人应支付本公司的其他款项后的余额;

十. 「购买价款」指买受人因购买拍卖品而应支付的

包括落槌价、全部酬金、应由买受人支付的其他

各项费用以及因买受人不履行义务而应当支付的

所有费用在内的总和;

十一. 「各项费用」指本公司对拍卖品进行保险、制

作拍卖品图录及其他形式的宣传品、包装、运

输、存储、保管等所收取的费用以及依据相关

法律、法规或本规则规定而收取的其他费用;

十二. 「保留价」指委托人提出并与本公司协商后书

面确定的拍卖品最低售价;

十三. 「参考价」指在拍卖品图录或其他介绍说明文

字之后标明的拍卖品估计售价。参考价在拍卖

日前较早时间估定,并非确定之售价,并有可

能调整,不具有法律约束力;

十四. 「保管费」指超过本规则规定的合理期限,委

托人或买受人未领取拍卖品,而向本公司支付

的拍卖品保管费用。按照拍卖品落槌价每日万

分之五的标准计收。

第三条  适用范围

本公司在中华人民共和国法律和政策允许的范围内,

组织和开展拍卖活动。凡参加本公司组织、开展的文

物、艺术品等收藏品的拍卖活动的委托人、竞买人、

买受人和其他相关各方均应按照本规则执行。

第四条  特别提示

在本公司举办的拍卖活动中,本公司一般担任委托人

的代理人,竞买人的最高应价经拍卖师落槌或者以其

他公开表示买定的方式确认时,即表明委托人与该竞

买人之间关于拍卖品的买卖合同关系已合法生效,该

竞买人即成为该拍卖品的买受人。因此产生之法律后

果,由委托人与买受人各自承担。

本规则之规定,构成本公司以拍卖人身份与委托人及

买受人订立合约之相应条款。本规则之规定亦构成委

托人与买受人之间关于拍卖品的买卖合同之相应条

款。故凡参加本公司拍卖活动的委托人、竞买人、买

受人和其他相关各方必须仔细阅读并遵守本规则,并

对自己参加本公司拍卖活动的行为负责。如因未仔细

阅读本规则而引发的任何损失或责任均由行为人自行

承担。

第五条  瑕疵担保

本公司对拍卖品的真伪及/或品质不承担瑕疵担保责

任。

竞买人及/或其代理人应亲自审看拍卖品原物,对自

己竞投某拍卖品的行为承担法律责任。

第二章  关于委托人的规定

第六条  委托程式

委托人委托本公司拍卖其物品时,若为自然人,必须

持有有效身份证/护照/中国政府认可的其他有效身份

证明文件,并与本公司签署委托拍卖合同;若为法人

或者其他组织,应凭有效注册登记文件、法定代表人

身份证明或及合法的授权委托证明文件,与本公司签

署委托拍卖合同。

委托人委托本公司拍卖其物品时,即视为自动授权本

公司对该物品自行展览、展示、制作照片、图示、图

录或其他形式的影像制品、宣传品。

第七条  委托人之代理人

委托人可以委托代理人拍卖物品。该代理人委托本公

司拍卖物品,应向本公司出具相关委托证明文件、提

供委托人及代理人的合法身份证明,并与本公司签署

委托拍卖合同。委托人及代理人若为自然人,必须持

有有效身份证/护照/中国政府认可的其他有效身份证

明文件;若为法人或者其他组织,应凭有效注册登记

文件、法定代表人身份证明及合法的授权委托证明文

件。

本公司有权对上述委托事项以本公司认为合理的方式

进行核查。

第八条  委托人之保证

委托人就其委托本公司拍卖的拍卖品不可撤销地向本

公司及买受人保证如下:

一. 其对该拍卖品拥有完整的所有权或享有合法的处

理权,对该拍卖品的拍卖不会侵害任何第三方的

合法权益,亦不违反相关法律、法规的规定;如

果其违反此项保证,造成拍卖品的实际所有权人

或声称拥有权利的任何第三人提出索赔或诉讼,

致使本公司及/或买受人蒙受损失时,则委托人应

负责赔偿本公司及/或买受人因此所遭受的一切损

失,并承担因此而发生的一切费用和支出。包括

但不限于本公司/买受人为此支付的诉讼费、律师

费、调查费、鉴定费、差旅费等合理支持;

二. 其已尽其所知,就该拍卖品的来源和瑕疵向本公

司进行了全面、详尽的披露和说明,不存在任何

隐瞒或虚构之处;如果其违反此项保证,致使本

公司及/或买受人蒙受损失或面临诉讼,则委托人

应负责赔偿本公司及/或买受人因此所遭受的一切

损失,并承担因此而发生的一切费用和支出。包

括但不限于本公司/买受人为此支付的诉讼费、律

师费、调查费、鉴定费、差旅费等合理支持。

第九条  保留价

凡本公司拍卖品未标明或未说明无保留价的,均设有

保留价。保留价由本公司与委托人通过协商书面确

定。保留价数目一经双方确定,其更改须事先征得对

方书面同意。

在任何情况下,本公司不对某一拍卖品在本公司举办

的拍卖会中未达保留价不成交而承担任何责任。

第十条  拍卖前本公司的决定权

本公司对下列事宜拥有完全的决定权:

一. 通过拍卖品图录及通过拍卖标的图录及/或新闻媒

体及/或其他载体对任何拍卖品作任何内容说明及

/或评价;

二. 是否应征询任何专家意见;

三. 拍卖品在图录中插图的先后次序、位置、版面大

小等安排以及收费标准;拍卖品的展览/展示方

式;拍卖品在展览/展示过程中的各项安排及所应

支付费用的标准;

四. 除非本公司与委托人另有约定,本公司对某拍卖

品是否适合由本公司拍卖(即最终是否上拍),

以及拍卖地点、拍卖场次、拍卖日期、拍卖条件

及拍卖方式等事宜拥有完全的决定权。

第十一条  未上拍拍卖品

委托人与本公司签署委托拍卖合同且将拍卖品交付本

公司后,若因任何原因致使本公司认为某拍卖品不适

合由本公司拍卖的,则委托人应自本公司发出领取通

知之日起三十日内取回该拍卖品(包装及搬运等费用

自负),本公司与委托人之间的委托拍卖合同自委托

人领取该拍卖品之日解除。

若在上述期限内,委托人未取走拍卖品的,则本公司

与委托人之间的委托拍卖合同自上述期限届满之日即

告解除。若在委托拍卖合同解除后七日内,委托人仍

未取走拍卖品的,则本公司有权以本公司认为合理的

方式处置该拍卖品,处置所得在扣除本公司因此产生

的全部费用后,若有余款,则余款由委托人自行取

回。

北京文津阁国际拍卖有限责任公司《拍卖规则》

第203页

第十二条  拍卖中止

如出现下列情况之一,则本公司有权在实际拍卖前的

任何时间中止任何拍卖品的拍卖活动:

一. 本公司对拍卖品的归属或真实性持有异议;

二. 第三人对拍卖品的归属或真实性持有异议,且能

够提供本公司认可的异议所依据的相关证据材

料,并按照本公司规定交付担保金,同时愿意对

中止拍卖活动所引起的法律后果及全部损失承担

相应法律责任;

三. 本公司对委托人所作的说明或对本规则第八条所

述委托人保证的准确性持有异议;

四. 有证据表明委托人已经违反或将要违反本规则的

任何条款;

五. 存在任何其他合理原因。

第十三条  委托人撤回拍卖品

委托人在拍卖日前任何时间,向本公司发出书面通知

说明理由并经本公司同意后,可撤回其拍卖品。但撤

回拍卖品时,若该拍卖品已列入的图录或其他宣传品

已开始印刷,则应支付相当于该拍卖品保险金额百分

之二十的款项并支付其他各项费用;若图录或任何其

他宣传品尚未印刷,需支付相当于该拍卖品保险金额

百分之十的款项并支付其他各项费用。

委托人撤回拍卖标的的,应在本公司发出领取通知之

日起三十日内取回该拍卖标的,逾期未取回的,则本

公司有权以本公司认为合理的方式处置该拍卖标的,

处置所得在扣除本公司因此产生之全部费用后,若有

余款,则余款由委托人自行取回。

因委托人撤回拍卖品而引起的任何争议或索赔均由委

托人自行承担,与本公司无关。

第十四条  自动受保

除委托人另有书面指示外,在委托人与本公司签署委

托拍卖合同并将拍卖品交付本公司后,所有拍卖品将

自动受保于本公司投保的保险,保险金额以本公司与

委托人在委托拍卖合同中确定的保留价为准(无保留

价的,以该拍卖品约定的保险金额为准;调整拍卖保

留价的,以该拍卖品原保留价为准)。

此保险金额只适用于向保险公司投保以及在保险事故

发生后向保险公司索赔,并非本公司对该拍卖品价值

的保证或担保,也不意味着该拍卖品由本公司拍卖,

即可售得相同于该保险金额之款项。

第十五条  保险费

除委托人与本公司另有约定外,委托人应按如下规则

向本公司支付保险费:

一. 拍卖成交的,支付相当于落槌价百分之一的保险

费;

二. 拍卖未成交的,支付相当于保留价百分之一的保

险费;

第十六条  保险期间

一. 拍卖成交的,保险期限自支付保险费之日起至拍

卖成交日的第七日止或买受人领取拍卖品之日止

(以二者中较早者为准);

二. 拍卖未成交的,保险期限自支付保险费之日起至

本公司向委托人发出取回拍卖品通知届满七日为

止。

第十七条  委托人安排保险

如委托人以书面形式告知本公司不需就其拍卖品投

保,则该拍卖品产生的任何风险由委托人自行承担,

且应随时承担以下责任(除非法院或仲裁机构另有裁

定):

一. 对其他任何权利人就拍卖品的毁损、灭失向本公

司提出的索赔或诉讼作出赔偿;

二. 赔偿本公司及/或任何他方因任何原因造成拍卖品

损毁、灭失等所遭受的全部损失及所支出的全部

费用;

三. 将本条所述的赔偿规定通知该拍卖品的任何承保

人。

第十八条  保险免责

因自然磨损、固有瑕疵、内在或潜在缺陷、物质本身

变化、自燃、自热、氧化、锈蚀、渗漏、鼠咬、虫

蛀、大气(气候或气温) 变化、湿度或温度转变、正常

水位变化或其他渐变原因以及因地震、海啸、战争、

类似战争行为、敌对行为、武装冲突、恐怖活动、谋

反、政变、罢工、暴动、民众骚乱及核裂变、核聚

变、核武器、核材料、核辐射以及放射性污染对拍卖

品造成的任何毁损、灭失,以及由于任何原因造成的

图书框架或玻璃、囊匣、底垫、支架、装裱、插册、

轴头或类似附属物的毁损、灭失,本公司不承担赔偿

责任。

第十九条  保险赔偿

凡属因本公司为拍卖品所购保险承保范围内的事件或

灾害所导致的拍卖品毁损、灭失,应根据中华人民共

和国有关保险的法律和规定处理。本公司在向保险公

司进行理赔,并获得保险赔偿后,将保险赔款扣除本

公司费用(佣金除外)的余款支付给委托人。

第二十条  竞买禁止

委托人不得竞买自己委托本公司拍卖的物品,也不得

委托他人代为竞买。若违反本条规定,委托人应自行

承担相应的法律责任,并赔偿因此给本公司造成的全

部损失。

第二十一条  佣金及费用

除委托人与本公司另有约定外,委托人应当支付本公

司相当于落槌价百分之十的佣金及其他各项费用,且

对本公司根据本规则第四十六条的规定向买受人收取

酬金及其他各项费用无异议。

第二十二条  未成交手续费

如果某拍卖品因竞投价低于保留价的数目而未能成

交,则委托人同意本公司向其收取保留价的百分之三

支付未成交手续费,并同时收取其他各项费用。

第二十三条  出售收益支付

一. 如买受人已按本规则第四十六条的规定向本公司

付清全部购买价款,则本公司应自拍卖成交日起

三十五个工作日后将出售收益以现金方式支付委

托人。

二. 如买受人未在本规则第四十七条规定的付款期限

内向本公司付清全部购买价款,则本公司将在收

到买受人支付的全部购买价款之日起七个工作日

内将出售收益以现金方式[货币单位:元(人民

币)]支付给委托人。在本公司未收到买受人支

付的全部购买价款时,委托人将不向本公司主张

出售收益及任何权利。

第二十四条  撤销交易

拍卖成交日起六十日内,如买受人仍未向本公司付清

全部购买价款,委托人向本公司发出书面通知并经本

公司同意后,委托人可以撤销交易,本公司将在做出

同意委托人撤销交易的决定之日起七个工作日内向买

受人发出撤销交易的通知。

如委托人将撤销交易的通知送达本公司之时,买受人

已经付清全部购买价款和/或已经办理完毕提货手续

的,委托人撤销交易的通知视为自动废止,相关交易

应按照本规则第二十三条等规定继续履行,委托人应

予以必要的配合并不得就此提出任何异议。

如委托人撤销交易,则委托人应自本公司发出领取通

知之日起三十日内取回该拍卖标的(包装及搬运等费

用自行负担)。若超过该期限,则本公司有权以本公

司认为合理的方式处置该拍卖标的,处置所得在扣除

本公司因此产生之全部费用后,若有余款,则余款由

委托人自行取回。

第二十五条  税项

如委托人所得的出售收益应向政府纳税,则由委托人

自行负责办理并承担相应税费。

第二十六条 协助收取拖欠款项

如买受人在拍卖成交日起七日内未向本公司付清全部

购买价款,本公司除有权按照本规则第四十六条之规

定向买受人追索其应付的酬金及其他各项费用外,本

公司有权选择是否接受委托人的要求。并有权根据委

托人的要求,在本公司认为实际可行的情况下,采取

适当措施,协助委托人向买受人收取拖欠的款项,但

本公司不代表委托人向买受人提起诉讼。本约定不构

成任何对本公司权利的限制。

第二十七条  本公司之最终决定权

本公司有权依据委托人授权(由委托人支付费用)并

视具体情况决定下列事项:

一. 同意购买价款以特殊付款条件支付;

二. 搬运、贮存及投保已出售的拍卖品;

三. 根据本规则有关条款,解决买受人提出的索赔或

委托人提出的索赔;

四. 采取其他必要措施收取买受人拖欠的款项。

第二十八条  拍卖品未能成交

如拍卖品未能成交,委托人应自本公司发出领取通

知之日起三十日内取回该拍卖品(包装及搬运费用自

负),并向本公司支付未拍出手续费及其他各项费

用。超过上述期限未取回,本公司有权以公开拍卖或

其他方式按本公司认为合理的条件出售该拍卖品,并

有权从出售收益中扣除第一次拍卖中委托人应支付的

未拍出手续费及其他各项费用及再次拍卖该拍卖品的

所有费用,将余款支付委托人。

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第二十九条  风险承担

委托人应对其超过本规则规定期限未能取回其拍卖品

而在该期限后所发生之一切风险及费用自行承担责

任。如委托人要求本公司协助退回其拍卖品,退回的

风险及费用由委托人承担,除非特别指明并负担保险

费外,一般在运输中不予投保。

第三章  关于竞买人和买受人的规定

  

第三十条  拍卖品图录

在本公司举办的拍卖活动中,为便于竞买人及委托人

参加拍卖活动,本公司均将制作拍卖品图录,对拍卖

品之状况以文字及/或图片进行简要陈述。拍卖品图

录中的文字、参考价、图片以及其他形式的影像制品

和宣传品,仅供竞买人参考,并可于拍卖前修订,并

非本公司对拍卖品的真实性、价值、色调、质地、有

无缺陷等所作的担保。

第三十一条  图录之不确定性

因印刷或摄影等技术原因造成拍卖品在图录及/或其

他任何形式的图示、影像制品和宣传品中的色调、颜

色、层次、形态等与原物存在误差者,以原物为准。

本公司及其工作人员或其代理人对任何拍卖品用任何

方式(包括证书、图录、幻灯投影、新闻载体等)所

作的介绍及评价,均为参考性意见,不构成对拍卖品

的任何担保。本公司及其工作人员或其代理人毋需对

上述介绍及评价中不准确或遗漏之处负责。

本公司及其工作人员或其代理人对拍卖标的任何说明

中引述之出版着录仅供竞买人参考。本公司不提供着

录书刊等资料之原件或影本,并保留修订引述说明的

权利。

第三十二条  竞买人之审看责任

本公司对拍卖品的真伪及/或品质不承担瑕疵担保责

任。竞买人及/或其代理人有责任自行了解有关拍卖

品的实际状况并对自己竞投某拍卖品的行为承担法律

责任。

本公司郑重建议,竞买人应在拍卖日前,以鉴定或其

他方式亲自审看拟竞投拍卖品之原物,自行判断该拍

卖品是否符合其描述,而不应依赖本公司拍卖品图录

以及其他形式的影像制品和宣传品之表述做出决定。

第三十三条  竞买人登记

竞买人为自然人的,应在拍卖日前凭有效身份证/护

照/中华人民共和国认可的其他有效身份证件填写并

签署登记文件。竞买人为法人或者其他组织,应在拍

卖日前凭有效的注册登记文件、法定代表人身份证明

及合法的授权委托手续填写并签署登记文件。前述自

然人、法人或其他组织办理登记后领取竞买号牌,否

则本公司有权决定将其不视为正式竞买人。其不具备

竞买人资格。

第三十四条  竞买号牌

本公司郑重提示,竞买号牌是竞买人参与现场竞价的

唯一凭证。竞买人应妥善保管,不得将竞买号牌出借

他人使用。一旦丢失,应立即以本公司认可的书面方

式办理挂失手续。

无论是否接受竞买人的委托,凡持竞买号牌者在拍卖

活动中所实施的竞买行为均视为竞买号牌登记人本人

所为,竞买人应当对其行为承担法律责任,除非竞买

号牌登记人本人已以本公司认可的书面方式在本公司

办理了该竞买号牌的挂失手续,并由拍卖师现场宣布

该竞买号牌作废。

第三十五条  竞买保证金

竞买人参加本公司拍卖活动,应在领取竞买号牌前交

纳竞买保证金。保证金的具体数额由本公司在拍卖日

前公布。若竞买人未能购得拍卖品,则该保证金在拍

卖结束后五个工作日内全额无息返还竞买人;若竞买

人购得拍卖品成为买受人,则该保证金抵作购买价款

的一部分,若有余额,则于竞买人领取拍卖品时,一并

返还。

第三十六条  本公司之选择权

本公司有权酌情拒绝任何人参加本公司举办的拍卖活

动或进入拍卖现场,或在拍卖会现场进行拍照、录

音、摄像等活动。

第三十七条  异常情况处理

当拍卖现场出现异常情况,本公司有权根据实际情况

作出相应处理。如拍卖现场出现任何争议,本公司有

权予以协调解决。

第三十八条  以当事人身份竞投

除非某竞买人在拍卖日前向本公司出具书面证明并经

本公司书面认可,表明其身份是某竞买人的代理人,

否则每名竞买人均被视为竞买人本人。

第三十九条  委托竞投

竞买人应亲自出席拍卖会。如不能出席,可采用书面

形式委托本公司代为竞投。本公司有权决定是否接受

上述委托。

委托本公司竞投之竞买人应在规定时间内(不迟于拍

卖日前二十四小时)办理委托手续,向本公司出具书

面委托竞投授权书,并应根据本规则第三十五条之规

定同时缴纳保证金。

委托本公司竞投之竞买人如需取消委托授权,应不迟

于拍卖日前二十四小时书面通知本公司。

第四十条  委托竞投之免责

因代理竞投系本公司为竞买人由于特殊情况不能参加

现场竞投而提供的免费服务,本公司及其工作人员对

竞投未成功或代理竞投过程中出现的疏忽、过失或无

法代为竞投等将不承担任何责任。如竞买人希望确保

竞投成功,则应亲自出席竞投。

第四十一条  委托在先原则

若两个或两个以上委托本公司竞投之竞买人以相同委

托价对同一拍卖品出价且最终拍卖标的以该价格落槌

成交,则本公司最先收到委托竞投授权书者为该拍卖

品的买受人。

第四十二条  拍卖师之决定权

拍卖师有权代表本公司提高或降低竞价阶梯、拒绝任

何竞买,在出现争议时,将拍卖品重新拍卖。

第四十三条  影像显示板及货币兑换显示板

本公司为方便竞买人,可能于拍卖中使用影像投射或

其他形式的显示板,所示内容仅供参考。无论影像投

射或其他形式的显示板所示之数额、拍卖品编号、拍

卖品图片或参考外汇金额均有可能出现误差,本公司

对因此误差而导致的任何损失不承担任何责任。

第四十四条  拍卖成交

最高应价经拍卖师落槌或者以其他公开表示买定的方

式确认时,该竞买人竞投成功,即表明该竞买人成为

拍卖标的的买受人,买受人应当签署成交确认书\\拍

卖笔录。

第四十五条  拍卖笔录

本公司进行拍卖时,制作拍卖笔录,拍卖笔录由拍卖

师、记录人签名。 在本公司举行的拍卖活动中,最

高应价经拍卖师落槌或者以其他公开表示买定的方式

确认后,买受人应当在成交记录上签名。

第四十六条  酬金及费用

竞买人竞投成功后,即成为该拍卖品的买受人。买受

人应支付本公司相当于落槌价百分之十五的酬金及其

他各项费用,且对本公司根据本规则第二十一条的规

定向委托人收取佣金及其他各项费用无异议。

第四十七条  付款时间

拍卖成交后,买受人应自拍卖成交日起七日内向本公

司一次性付清购买价款并领取拍卖品,若涉及包装及

搬运费用、运输保险费用、出境鉴定费等,买受人需

一并支付,否则应承担违约责任。

第四十八条  支付币种

所有价款应以本公司指定货币支付,如买受人以本公

司指定货币以外的其他货币支付,应按买受人与本公

司约定的汇价折算或按照中国人民银行于买受人付款

日前一工作日公布的人民币与该币种的汇价折算。本

公司为将买受人所支付的该种外币兑换成人民币所支

出的所有银行手续费、佣金或其他费用,均由买受人

承担。

第四十九条  所有权转移

买受人全额支付购买价款后,即取得拍卖品的所有

权。

第五十条  风险转移

竞买成功后,拍卖品的风险于下列任何一种情形发生

后(以较早发生日期为准)即由买受人自行承担:

一. 买受人领取所购拍卖品;或

二. 买受人向本公司支付有关拍卖品的全部购买价

款;或

三. 拍卖成交日起七日届满。

第205页

第五十一条  领取拍卖品

买受人须在拍卖成交日起七日内于本公司指定地点领

取所购买的拍卖品。若买受人未能在拍卖成交日起七

日内领取拍卖品,则逾期后对该拍卖品的搬运、储存

及保险等相关费用均由买受人承担,且买受人应对其

所购拍卖品承担全部责任。即使该拍卖品仍由本公司

或其他代理人代为保管,本公司及其工作人员或其代

理人对任何原因所致的该拍卖品的毁损、灭失,不承

担任何责任。

第五十二条  包装及搬运

本公司工作人员应买受人要求代为包装及处理购买的

拍卖品,仅应视为本公司对买受人提供的服务,本公

司可酌情决定是否提供此项服务,若因此发生任何损

失均由买受人自行承担。在任何情况下,本公司对因

任何原因造成的玻璃或框架、囊匣、底垫、支架、装

裱、插册、轴头或类似附属物的损坏不承担责任。此

外,对于本公司向买受人推荐的包装公司及装运公司

所造成的一切错误、遗漏、损坏或灭失,本公司亦不

承担责任。

第五十三条  拍卖品出境

根据《中华人民共和国文物保护法》及其他法律、法

规规定,限制带出中华人民共和国国境的拍卖品,本

公司将在拍卖品图录或拍卖会现场予以说明。

根据《中华人民共和国文物保护法》及其他法律、法

规规定,允许带出中华人民共和国国境的拍卖品,买

受人应根据国家有关规定自行办理出境手续。

第五十四条  未付款之补救方法

若买受人未按照本规则第四十七条的规定及时足额付

款,本公司有权采取以下一种或多种措施

一. 竞买保证金不予退还,同时还应按照本规则规定

承担相应责任;买受人以同一竞买号牌同时拍得

多件拍品的,拍卖成交后,若买受人未按照规定

时间支付任一拍卖标的购买价款,则全部竞买保

证金不予退还,同时还应按照本规则规定承担相

应责任;

二. 将买受人全部或部分资料、资讯提供给与本公司

有合作关系的第三方机构,委托该机构向买受人

催要欠付的全部或部分购买价款;

三. 自拍卖成交日后第八日起就买受人未付款部分按

照日息万分之五收取利息,直至买受人付清全部

款项之日止,买受人与本公司另有协议的除外;

四. 对买受人提起诉讼,要求赔偿本公司因其违约造

成的一切损失,包括但不限于本公司/买受人为此

支付的诉讼费、律师费、调查费、鉴定费、差旅

费等合理支持。

五. 留置本公司向同一买受人拍卖的该件或任何其他

拍卖品,以及因任何原因由本公司占有该买受人

的任何其他财产或财产权利,留置期间发生的一

切费用及/或风险均由买受人承担。若买受人未能

在本公司指定期限内履行其全部相关义务,则本

公司有权根据中华人民共和国相关法律法规处理

留置物。处理留置物所得不足抵偿买受人应付本

公司全部款项的,本公司有权另行追索;

六. 撤销在同一或任何其他拍卖中向同一买受人售出

的该件或任何其他拍卖品的交易,并保留追索因

撤销该笔或任何其他交易所蒙受全部损失的权

利;

七. 经征得委托人同意,本公司可按照本规则规定再

行拍卖或以其他方式出售该拍卖品。原买受人除

应当支付第一次拍卖中买受人及委托人应当支付

的酬金/佣金及其他各项费用并承担再次拍卖或以

其他方式出售该拍卖品所有费用外,若再行拍卖

或以其他方式出售该拍卖品所得的价款低于原拍

卖价款的,原买受人应当补足差额。

第五十五条  延期领取拍卖品之补救方法

若买受人未能按照本规则第五十一条规定的时间领取

其购得的拍卖品,则本公司有权采取以下一种或多种

措施:

一. 将该拍卖品储存在本公司或其他地方,由此发生

的一切费用及/或风险均由买受人承担。在买受人

如数支付全部购买价款后,方可领取拍卖品(包装

及搬运费用自负);

二. 买受人应对其超过本规则规定期限未能领取相关

拍卖品而在该期限届满后所发生之一切风险及费

用自行承担责任。若买受人迟延领取该拍卖品超

过三十日,则本公司有权以公开拍卖或其他本公

司认为合适的方式及条件出售该拍卖品,处置所

得在扣除本公司因此产生之全部损失、费用(包装

及搬运费用、运输保险费用、出境鉴定费、保管

费、公证费等)后,若有余款,则由买受人自行取

回,该余款不计利息。

  

第四章  其他

  

第五十六条  国家优先购买权

政府有关部门对拍卖品行使国家优先购买权时,按国

家法律及政府有关决定执行,相关各方应予接受并给

予必要的配合,由此造成的损失由各方自行承担。

第五十七条  保密责任

本公司有义务为委托人、竞买人及买受人保守秘密,

并根据中华人民共和国法律和本规则维护委托人、竞

买人、买受人和本公司的正当权益不受侵害。

第五十八条  鉴定权

本公司认为需要时,可以对拍卖品进行鉴定。鉴定结

论与委托拍卖合同载明的拍卖品的状况不符的,本公

司有权要求变更或者解除委托拍卖合同。

第五十九条  著作权

本公司有权自行对委托人委托本公司拍卖的任何物品

制作照片、图示、图录或其他形式的影像制品和宣传

品,并依法享有上述照片、图示、图录或其他形式的

影像制品和宣传品的著作权。

第六十条  免除责任

本公司作为委托人的代理人,对委托人或买受人的违

约行为不承担任何责任。

第六十一条  拍卖无效之赔偿责任

因相关人原因导致拍卖交易无效的,则相关人应承担

赔偿责任,以弥补本公司的全部损失。赔偿标准以该

拍卖交易有效时本公司可得利益为准。

第六十二条  通知

竞买人及委托人均应将其固定有效的通讯联络地址和

联络方式以竞买登记文件、委托拍卖合同或其他本公

司认可的方式告知本公司,若有改变,应立即书面告

知本公司。本规则中所提及之通知,仅指以信函或传

真形式发出的书面通知。如以邮递方式发出,一旦本

公司将通知交付邮递部门,则视为本公司已发出该通

知,同时应视为收件人已按正常邮递程式收到该通

知。如以传真方式发出,则传真发送当日为收件人收

到该通知日期。

第六十三条  可分割性

如本规则之任何条款或部分因任何理由被有权机构认

定为无效、不合法或不可强制执行,本规则其他条款

或部分仍然有效,相关各方必须遵守、执行。

第六十四条  争议解决

凡因依照本规则参加本公司拍卖活动而发生的任何争

议,相关各方应向本公司所在的北京海淀区人民法院

提起诉讼。解决该等争议的准据法应为中华人民共和

国法律。

第六十五条  语言文本

本规则以中文文本为标准文本,英文文本仅供参考。

中文文本如与英文文本有任何不一致之处,以中文文

本为准。

第六十六条  规则版权所有

本规则由本公司依法制订和修改,相应版权归本公司

所有。未经本公司事先书面许可,任何人不得以任何

方式或手段,利用本规则获取商业利益,亦不得对本

规则的任何部分进行复制、传送或贮存于可检索系统

中。

第六十七条  单数词语与复数词语

在本规则条款中,根据上下文义,单数词语亦包括复

数词语,反之亦然。

第六十八条  修改权

本规则的修改权属于本公司,本公司有权根据实际情

况随时对本规则依法进行修改,并且本规则自修改之

日起自动适用修改后的版本。本规则如有修改,本公

司将及时依法以本公司认为合适的方式公示,请相关

各方自行注意,本公司有权不予另行单独通知。

第六十九条  施行时间

本规则于2019年7月1日起施行。

第七十条  解释权

本规则的解释权属于北京文津阁国际拍卖有限责任公

司。

第206页

The Auction Rules are Based on the Chinese

Version

Chapter I General principles

Article 1. Rules establishment

In order to formalize and smoothly hold auctions, the rules

are established in accordance with the Auction Law of the

People's Republic of China, other relevant laws, regulations

and the Company's constitution as well as in consultation

with international conventional practices.

Article 2. Definition of terms

The below terms are defined as follows except separately

interpreted in the articles.

1.\"The Company\" refers to Beijing Wen Jin Ge International

Auction Co., Ltd.

2.\"The bidder\" refers to the natural person, the legal person

or any other organization who registers in the Company,

processes necessary procedures and possesses of complete

capacity of civil disposition in accordance with the

regulations in the laws of China. The transaction shall

meet the law and regulation-stipulated conditions on the

sale of auction items or qualifications of the bidder. In

the rules, the bidder shall include the agent of the bidder

except separately noted or special situations according to

the contents.

3.\"The buyer\" refers to the bidder who obtains the auction

item at the highest bid in the auction held by the

Company.

4.\"The seller\" refers to the natural person, the legal person

or any other organization who entrusts the Company to

auction the auction items within the scope of the rules.

In the rules, the seller shall include the agent of the seller

except separately noted or special situations according to

the contents.

5.\"The auction item\", i.e. auction object, refers to the goods

or property right possessed or disposable according to

the law by the seller and entrusted to the Company for

auction, especially the goods or property right coded in

any catalogues for introduction.

6.\"The auction date\" refers to the official auction

commencement date announced by the Company for

some auction. In case of inconsistency between the

publicized and the actual commencement dates of the

auction, the actual one will prevail.

7.\"The auction transaction date\" refers to the date on which

the transaction of any auction item is confirmed through

the auctioneer's hammer or any other public mode

indicating purchase at auctions held by the Company.

8.\"The hammer price\" refers to the auction item's price

dealt with the buyer determined through the auctioneer's

hammer or any other public mode indicating purchase.

9.\"The sale proceeds\" refer to the net sum paid to the seller,

which is the balance of the hammer price deducts the

commissions, taxes, fees, miscellaneous costs and other

dues to the Company of the seller which are calculated

based on proportions.

10.\"The purchase price\" refers to the sum of costs to be

paid by the buyer to buy the auction item, including

the hammer price, all remunerations, other payable

costs by the buyer and all due costs of the buyer for

nonperformance of obligations.

11. \"The miscellaneous costs\" refer to the costs collected by

the Company for auction item insurance, auction item

catalogue and other promotion materials preparation,

packing, transport, storage and safekeeping as well as

other costs collected in accordance with relevant laws,

regulations or the rules.

12.\"The reserve price\" refers to the lowest sale price of the

auction item raised by the seller and finalized in written

form with the Company after consultation.

13. \"The reference price\" refers to the estimated price of

the auction item indicated in the catalogue or other

introductions. The reference price is estimated prior

to the auction date and not the finalized price. The

reference price is possibly to be adjusted and has no legal

binding force.

14.\"The safekeeping fee\" refers to the auction item

safekeeping fee paid to the Company for the auction

item not taken by the seller or the buyer beyond the

reasonable term regulated in the rules, which is 0.5% of

the reserve price of the auction item.

Article 3. Applicable scope

The Company organizes and holds auctions under the laws

and policies of the People's Republic of China. All sellers,

bidders, buyers and other related parties who participate

in the auctions of cultural relics, works of art and other

collections organized and held by the Company should

perform in accordance with the rules.

Article 4. Special notes

At all auctions held by the Company, the Company usually

plays as the agent of the seller. Once the bidder's highest

bid is confirmed by the auctioneer's hammer or other

public mode indicating purchase, it shows that the purchase

and sale contract between the seller and the bidder on the

auction item is legal and effective and the bidder becomes

the buyer of the auction item immediately. Thus, the legal

results incurred shall be borne by the seller and the buyer

respectively.

The contents of the rules constitute corresponding articles

of the agreements established between the Company as

the auctioneer and the seller, the Company and the buyer,

as well as of the purchase and sale contract on the auction

item between the seller and the buyer. Therefore, all sellers,

bidders, buyers and other related parties who participate

in the auctions of the Company should carefully read

and observe the rules and undertake their responsibilities

for their conducts in the auctions. Any damages or

responsibilities incurred due to the misreading of the rules

shall be borne by the doer itself.

Article 5. Defect guarantee

The Company is exempt from the defect guarantee

responsibility for the genuineness and/or quality of the

auction item.

The bidder and/or its agent shall inspect the original auction

item and undertake legal responsibility for its bidding of the

auction item.

Chapter II Provisions on the seller

Article 6. Entrustment procedures

When the seller entrusts the Company to auction its

property, as for a natural person, he/she should present

valid ID card/passport/other effective identity certificate

approved by Chinese government and sign an auction

entrustment contract with the Company; as for a legal

person or other entity, it should present valid registration

documents, legal representative's ID card or legal

authorization certificate and sign an auction entrustment

contract with the Company.

When the seller entrusts the Company to auction its

property, it is deemed that it automatically authorizes the

Company to exhibit and showcase the property, make

photos, diagrams, catalogues or other video products and

promotion materials for the property.

Article 7. Agent of the seller

The seller may entrust the agent to auction its property.

When the agent entrusts the Company to auction the

property, it shall present relevant entrustment certificates

to the Company, provide the legal identity certificate of the

seller and its agent and sign an entrustment auction contract

with the Company. In case the agent is a natural person, he/

she should present valid ID card/passport/other effective

identity certificate approved by Chinese government; in

case the agent is a legal person or other entity, it should

present valid registration documents, legal representative's

ID card or legal authorization certificate.

The Company shall have the right to inspect above

entrustment issues in a reasonable mode according to its

opinion.

Article 8. Guarantee of the seller

The seller irrevocably guarantees as follows to the Company

and the buyer for the auction item entrusted to the

Company for auction:

1.It has complete ownership or legal disposal right to the

auction item. The auction to the auction item will not

intrude the legitimate interests of any third party nor

violate the provisions of relevant laws and regulations.

In case of claims or lawsuits of the actual owner of the

auction item or any third party claiming the right to the

auction item incurred by its violation of the guarantee

lead to the loss of the Company and/or the buyer, the

seller shall be responsible for the compensation of all

losses of the Company and/or the buyer caused by the

violation and undertake all costs and expenses incurred

by that, including but not limited to the legal cost,

retaining fee, investigation fee, appraisal fee, business trip

cost and other reasonable supporting fees.

2.It has made full and complete disclosure and instruction

to the origin and defect of the auction item as far as its

knowledge without any concealment or fabrication.

In case its violation to this guarantee causes the loss or

lawsuit of the Company and/or the buyer, the seller

shall be responsible for the compensation of all losses of

the Company and/or the buyer caused by the violation

and undertake all costs and expenses incurred by that,

including but not limited to the legal cost, retaining fee,

investigation fee, appraisal fee, business trip cost and

other reasonable supporting fees.

Article 9. Reserve price

All auction items of the Company shall have the reserve

prices except specially notifying no reserve prices indicated

or noted for the auction items. Reserve price shall be

defined in written form by the Company and the seller

through consultation. Once the reserve price is defined

by both parties, the alteration shall be approved by the

counterpart beforehand in written form.

The Company shall be exempted from any responsibilities

for the auction item's below the reserve price and failure to

a deal at the auction held by the Company in any cases.

Article 10. The Company's decision-making right

prior to auction

The Company has the complete decision-making right to

the following issues:

1.Making introductions and/or evaluations to any auction

item via the auction item catalogue, the auction object

diagram and/or media and/or other carriers;

2.Whether inquiring the opinions of any expert or not;

3.The order, place, layout size and charge standard in the

catalogue for the auction item; exhibition/showcase mode

of the auction item; arrangement of the auction item in

the exhibition/showcase and the charge standard for the

arrangement;

4.Except additional agreement reached between the

Company and the seller, the Company shall have the

complete decision-making right to the auction (i.e.

performing the auction or not), the venue, the order, the

date, the conditions and the mode of the auction.

Article 11. Auction item not auctioned

After the seller signs an auction entrustment contract with

the Company and entrusts the auction item to the latter,

the seller shall take back the auction item within 30 days

upon the Company's notification for taking back (with

the packing and transport at its own cost) in case that

the Company believes the auction item is not suitable for

auction due to any reason and the auction entrustment

contract shall be cancelled from the day on which the seller

takes back the auction item.

In case the seller does not take back the auction item within

above term, the auction entrustment contract between

the Company and the seller shall be cancelled from the

expiration of aforesaid time limit. In case the seller does

not take back the auction item within seven days upon

the cancelation of the auction entrustment contract, the

Company shall have the right to dispose the auction item

with a reasonable mode according to its opinion. The

balance of the disposition after deducting all incurred costs

(if exists) shall be taken back by the seller itself.

Auction Rules of Beijing Wenjinge International Auction Co., Ltd.

第207页

Article 12. Auction suspension

In case of any situation listed below, the Company shall

have the right to suspend the auction item auction at any

time prior to the actual auction:

1.The Company has objection to the ownership or

authenticity of the auction item.

2.The third party has objection to the ownership or

authenticity of the auction item and can provide relevant

proofs approved by the Company, pay guarantee deposit

according to the Company's regulation and would like to

undertake corresponding legal responsibilities for the legal

results and all losses caused by the auction suspension.

3.The Company has objections to the introduction of the

seller or the correctness of the seller's guarantees described

in Article 8 of the rules.

4.Evidences show that the seller violated or will violate any

articles in the rules.

5.Any other reasonable reasons exist.

Article 13. The seller withdraws the auction item

The seller may withdraw its auction item at any time prior

to the auction date after giving a written notification to

the Company indicating the reasons and obtaining the

approval of the Company. However, if the printing of the

catalogues or other promotion materials for the auction

item already started when withdrawing the auction item,

20% of the insurance amount for the auction item and

other miscellaneous costs shall be paid. If the printing of

the catalogues or other promotion materials for the auction

item has not started yet when withdrawing the auction item,

10% of the insurance amount for the auction item and other

miscellaneous costs shall be paid.

As for the seller's withdrawal of the auction object, the seller

shall take back the auction item within 30 days upon the

Company's notification for taking back. In case the seller

does not take back the auction item upon the expiration of

the time limit, the Company shall have the right to dispose

the auction item with a reasonable mode according to its

opinion. The balance of the disposition after deducting all

incurred costs (if exists) shall be taken back by the seller

itself.

Any objections or claims incurred due to the seller's

withdrawal of the auction item shall be undertaken by the

seller itself. The Company is exempted from any issues like

these.

Article 14. Automatic insurance co-verage

All auction items will be automatically covered by the

insurance purchased by the Company with the reserve

price defined in the auction entrustment contract signed

between the Company and the seller as the insured amount

except separately instructed by the seller in written form.

(In case of no reserve price, the agreed insurance amount

for the auction item shall prevail. In case of adjustment of

the reserve price, the initial reserve price of the auction item

shall prevail.)

The insurance amount shall be only applicable for the

insurance purchase and the claim upon accidents from the

insurer and not the assurance or guarantee to the value of

the auction item by the Company nor indicate the auction

item will be sold at the insured amount at the auction by the

Company.

Article 15. Insurance premium

Except separate agreement between the seller and the

Company, the seller shall pay the insurance premium to the

Company in accordance with the following items:

1. If the auction is concluded, the premium shall equal to 1%

of the hammer price.

2. If the auction is not concluded, the premium shall equal

to 1% of the reserve price.

Article 16. Insurance period

1. If the auction is concluded, the insurance period shall be

from the premium payment date to the seventh day after

the auction conclusion or the day on which the buyer

takes over the auction item (The earlier one will prevail).

2. If the auction is not concluded, the insurance period shall

be from the premium payment date to the seventh day

after the Company issues the notification to the seller for

taking back the auction item.

Article 17. Insurance arranged by the seller

If the seller notifies the Company not to insure its auction

item in written form, any risks of the auction item shall be

taken by the seller itself and the following responsibilities

shall also be borne by the seller at any time (except

separately rulesd by the court or arbitration authority):

1.Making compensations to the claims or lawsuits against

the Company rendered by any other obligee on the

damage and loss of the auction item;

2.Making compensations to all the losses and expenses

incurred by the damage and loss of the auction item

caused by the Company and/or any other party for any

reason;

3.Notifying any insurer of the auction item the

compensation issues described in this article.

Article 18. Insurance disclaimer

The Company shall be exempted from any compensation

responsibility for any damage and loss of the auction item

caused by natural wear, inherent defect, internal or potential

flaw, inherent substance change, spontaneous combustion,

oxidation, rust, leakage, mouse bite, wormeaten,

atmosphere change (climate or temperature), humid or

temperature change, normal water level change, other

gradual changes, and earthquake, tsunami, war, war-like act,

hostile act, armed conflict, terrorist attack, rebellion, coup,

strike, insurrection, turmoil, nuclear fission, nuclear fusion,

nuclear weapon, nuclear material, nuclear radiation and

radioactive contamination as well as the damage and loss of

book framework, glass, casket, cushion, brace, decoration,

illustration, scroll head or other accessories.

Article 19. Insurance compensation

The damage and loss of the auction item caused by the

accident or disaster covered by the insurance purchased

by the Company for the auction item shall be handled in

accordance with the laws and regulations on insurance

of the People's Republic of China. The Company shall

claim to the insurer and pay the balance to the seller

after deducting the Company's expense (excluding the

commission) from the insurance compensation.

Article 20. Bidding restriction

The seller shall not bid the auction item that it entrusts to the

Company for auction nor entrust other one to bid on behalf

of it. In case it violates the article, the seller shall undertake

corresponding legal responsibilities and compensate all

losses incurred to the Company.

Article 21. Commission and expense

Except separate agreement reached between the seller

and the Company, the seller shall pay the Company

commission equaling to 10% of the hammer price and

other miscellaneous costs and have no objection to collect

remuneration and other miscellaneous fees to the buyer in

accordance with Article 46 of the rules.

Article 22. Handling fee for unsucc-essful

transaction

If the auction item is not transacted due to the bidding

price below the reserve price, the seller agrees to pay the

Company 3% of the reserve price as the handling fee for

unsuccessful transaction and other miscellaneous fees.

Article 23. Payment of sale proceeds

1.If the buyer pays off the total purchase amount to the

Company in accordance with Article 46 in the rules, the

Company shall pay the sale proceeds to the seller in cash

within 35 working days as of the auction conclusion day.

2.If the buyer fails to pay off the total purchase amount to

the Company within the payment limit in accordance

with Article 47 in the rules, the Company shall pay the

sale proceeds to the seller in cash (currency unit: yuan)

within seven working days upon receiving the buyer's

complete payment of the total purchase amount.

Article 24. Transaction cancellation

If the buyer fails to pay off the total purchase amount to

the Company within 60 days upon the auction conclusion,

the seller may cancel the transaction after giving a written

notification to the Company and receiving the Company

the approval. The Company shall give a transaction

cancellation notification to the buyer within seven working

days after agreeing to the seller's decision on cancelling the

transaction.

If the buyer has paid off the total purchase amount and/

or completed the procedures for picking up the auction

item when the seller delivers the transaction cancellation

notification to the Company, the seller's transaction

cancellation notification shall be deemed as automatic

abolition. Relevant transaction shall be continued in

accordance with Article 23 in the rules. The seller shall

provide necessary coordination without rendering any

objections.

If the seller cancels the transaction, the seller shall take

back the auction item within 30 days upon the Company's

notification for taking back (with the packing and transport

at its own cost). In case the seller does not take back the

auction item upon the expiration of the time limit, the

Company shall have the right to dispose the auction item

with a reasonable mode according to its opinion. The

balance of the disposition after deducting all incurred costs

(if exists) shall be taken back by the seller itself.

Article 25. Taxes

If the seller's sale proceeds is subject to pay taxes to the

government, the seller itself shall handle and undertake

corresponding taxes and fees.

Article 26. Assisting in collecting the outstanding

payment

If the buyer fails to pay off the total purchase amount to the

Company within seven days from the auction conclusion

day, the Company shall have the right to apply appropriate

and workable measures to assist the seller to collect the

outstanding payment upon the seller's request in addition

to require the buyer's payment of the due remuneration and

other expenses in accordance with Article 46 in the rules.

Article 27. Final decision-making right of the Company

The Company shall make decisions on the following issues

in accordance with the seller's authorization (payment

made by the seller) and the actual situations.

1.Agree that the purchase amount paid under special

payment terms;

2.Transport, store and insure the sold auction item;

3.Resolve the claims rendered by the buyer or the seller in

accordance with relevant articles in the rules;

4.Collect the buyer's outstanding payment through other

necessary measures.

Article 28. Unsuccessful transaction of the auction

item

If the auction item is not transacted, the seller shall take

back the auction item within 30 days upon the Company's

notification for taking back (with the packing and transport

at its own cost) pay the Company the handling fee for

unsuccessful transaction and other miscellaneous fee. In

case the seller does not take back the auction item upon the

expiration of aforesaid time limit, the Company shall have

the right to auction in public or dispose the auction item

with a reasonable mode according to its opinion, and to

pay the balance to the seller after deducting the seller's due

handling fee for unsuccessful transaction in the first auction,

miscellaneous costs and all costs for the re-auction of the

auction item from the sale proceeds.

Article 29. Risk undertaking

The seller shall undertake responsibilities for all risks and

costs incurred if failing to take back the auction item

beyond the regulated time limit in the rules. If the seller

requires the Company to provide assistance in returning

the auction item, the risks and costs for the return shall

be borne by the seller. Except the seller having special

instruction to undertake the insurance cost, no insurance

will be purchased for the transport of the auction item.

Chapter III Provisions on bidder and buyer

Article 30. The auction item catalog

The Company will prepare a catalog to briefly introduce the

conditions with text and/or pictures of the objects of auction

for the bidders and the sellers. The introduction, reference

price, pictures and the video and promotion materials in

the auction item catalog are offered for reference only for

第208页

the bidders and may be revised before the auction. These

information and materials shall not be deemed as guarantee

of the Company to the authenticity, value, tone, texture and

perfectness of the auction item.

Article 31. Uncertainties of catalog

In case of any divagation from the original in the catalog

and/or diagram, video and promotion in any form on the

tone, color, layer and configuration caused by the technical

reasons such as printing or photography, the original shall

prevail. Any introduction or appraisal from the Company

and its employees or agents to the auction item in any form

(including certificate, catalog, slide and news carriers) are

for reference only and shall not constitute any guarantee of

the Company to the auction item. The Company and its

employees or agents shall not be liable for the inaccuracy or

omission of the introduction and appraisal.

The publication or record of the quotation the Company

and its employees or agents made to the auction item in

the introduction is for reference of the bidders only. The

Company shall not be liable for offering the original or

duplicate of the record or the other materials and shall

reserve the right to modify the quotation.

Article 32. Bidder's scrutiny respon-sibility

The Company shall not be liable for the authenticity and/or

quality warranty. The bidder and/or its agent is responsible

for learning the actual condition of the auction item and

shall take legal responsibilities for the deed bidding for an

auction item.

The Company sincerely suggests that the bidder shall

authenticate or examine in person the original before the

auction date and judge whether the auction item accords

with the description other than relying on the catalog and

other video and promotion of the Company.

Article 33. Registration of bidder

The bidder, if a natural person, shall fill in and sign the

registration document with the valid ID/passport or other

valid identification certificate acceptable in the P.R.C before

the auction date; if a legal person or other organization,

shall fill in and sign the registration document with the

valid registration certificate, identity certificate of the legal

representative and valid certificate of authorization before

the auction date; only after fulfilling this step can the bidder

get the bidding paddle and take part in the bidding.

Article 34. Bidding paddle

It is reminded that the bidding paddle is the only voucher

for the bidder taking part in the on-site bidding. It shall

be handled properly and shall not be lent to the others.

The owner shall go through the loss procedure in writing

acceptable by the Company once the paddle is lost.

Whether entrusted by the bidder or not, the bidding

implemented by the bidding paddle holder at the auction

shall be deemed as acts of the registered bidder. The bidder

shall take legal responsibilities to the behaviors unless the

bidder has gone through the loss procedure in writing

acceptable to the Company and the auctioneer has declared

cancellation of the bidding paddle at the auction site.

Article 35. Bidding deposit

The bidder shall pay in the bidding deposit before getting

the bidding paddle. The specific sum of deposit will be

publicized by the Company before auction. In the event

the bidder fails to win any bid of the objects of auction,

the deposit will be refunded in full without interests to the

bidder within five working days after the conclusion of

auction. In the event the bidder purchases any object of

auction and becomes a buyer, the deposit will be taken as

part of the purchase payment; in the event of any balance

after the purchase, the balance will be refunded to the bidder

when the bidder takes the purchased object of auction.

Article 36. Choice of the Company

The Company has the discretion to reject any person to

participate in the company-sponsored activities, or to enter

the auction site or take photos, audio or video recording at

the auction site.

Article 37. Handling of abnormality

In case of any abnormality the Company has the right

to take corresponding action according to the actual

situation. In case of any dispute arising out at the auction

site, the Company has the right to coordinate and solve the

problem.

Article 38. Bidding as the bidder itself

The bidder shall be deemed as the registered bidder in

person unless the bidder has presented the written certificate

testifying it is the agent of a bidder and approved by the

Company in writing before the auction date.

Article 39. Bidding authorization

The bidder shall participate in the auction in person. In case

the bidder cannot be present at the auction, it may entrust

the Company with the bidding in writing. The Company

has the right to decide to accept the authorization or not.

The bidder shall go through the authorization procedure

within the stipulated time (no less than 24 hours before the

auction date), present the written bidding authorization

letter to the Company and pay in the deposit in accordance

with provisions of Article 35.

The bidder shall notify the Company in writing with

24 hours in advance before the auction in the event of

cancellation of the authorization.

Article 40. Exemption of bidding aut-horization

The Company and its employees shall not bear any

responsibility for the failure of bidding, neglect, mistake

or failure of execution of the bidding authorization in the

auction because the service is offered free of charge for the

bidders who could not be present at the auction site. The

bidder shall be present at the auction in person to ensure

successful bidding.

Article 41. Priority principle

In the event two or more bidders entrusted the Company

with the same price for the same object of auction and the

transaction concludes at the price, the bidder from which

the Company receives the bidding authorization letter

earliest shall be the buyer of the object of auction.

Article 42. Decision-making right of auctioneer

The auctioneer has the right to increase or decrease the

bidding scale, refuse any bidding and re-auction the auction

item on behalf of the Company.

Article 43. Video display and curre-ncy exchange

display

The Company may use image projection or display in other

forms in the auction to offer convenience for bidders and

the content displayed is for reference only. There may be

error in the image projection or display in other forms on

the number, auction item number, picture or reference

foreign currency sum and the Company shall not be liable

for any loss caused by the error.

Article 44. Auction conclusion

When the highest price is confirmed through the

auctioneer's hammer or any other way of public

confirmation, the bidder wins the bidding and becomes

the buyer of the object of auction. The buyer shall sign the

confirmation letter/the minute of auction.

Article 45. Minute of auction

During auction of the Company, the minute of auction will

be taken with signature of the auctioneer and the recorder.

After the highest offer is confirmed by the auctioneer

by knocking the hammer or any other way of public

confirmation, the buyer shall sign on the conclusion record.

Article 46. Commission and costs

After the bidder wins the bidding, it shall be the buyer of the

object of auction. The buyer shall pay the Company 15% of

the conclusion price as commission and other costs without

objection to the practice that the Company charges the

commission and other costs in accordance with provisions

of Article 21.

Article 47. Payment time

The buyer shall pay in the price of the auction item one-off

within seven days after conclusion of the auction and take

the object of auction. The buyer shall pay the packaging,

handling fees, transport premium and border exit appraisal

fee if any. Otherwise the buyer shall be liable for the default.

Article 48. Payment currency

The payment shall be made in the currency designated by

the Company. In the event the buyer pays in other currency

than the designated one, the payment shall be converted

at the exchange rate agreed between the buyer and the

Company or the exchange rate publicized by the People's

Bank of China on the previous working day of the payment

day. All the bank charges, commission or other charges the

Company paid for exchanging the foreign currency into

RMB shall be borne by the buyer.

Article 49. Ownership transfer

The buyer will obtain the ownership of the auction item

after paying in the price in full.

Article 50. Risk transfer

After successful bidding, the risks of the auction item shall

be borne by the buyer after any of the following condition is

met (the condition at the earlier date shall prevail):

1.The buyer takes the purchased auction item; or

2.The buyer pay in the price in full to the Company; or

3.The period of seven days from the auction conclusi- on

date expires.

Article 51. Auction item taking

The buyer shall take the purchased auction item within

seven days from the place designated by the Company.

In the event the buyer fails to take the object within seven

days after conclusion of the auction, the handling, storage

and insurance charges and the other costs in relation to the

object of auction shall be borne by the buyer and the buyer

shall bear all the responsibilities of the purchased auction

item. Even the object of auction is under administration of

the Company or its agent, the Company and its employees

or agent shall not be liable for the damage or loss caused by

any reason.

Article 52. Package and transport

The packaging and handling of the object of auction offered

by the Company's employees shall be deemed as services

offered by the Company to the buyers only. The Company

has the discretion to decide whether to offer the service.

Any consequent loss shall be borne by the buyer. Under any

condition, the Company shall not be liable for the damage

to the glass, frame, case, cushion, support, mounting,

foldout, scroll head or similar accessories. In addition, the

Company shall not be liable for any mistake, omission,

damage or loss caused by the packaging company and the

transport company recommended by the Company.

Article 53. Border exit of auction item

In accordance with the Law of the People's Republic of

China on the Protection of Cultural Relics and other laws

and regulations, the Company will explain the objects of

auction that are prohibited to leave the territory of China in

the catalog or at the auction site.

In accordance with the Law of the People's Republic of

China on the Protection of Cultural Relics and other laws

and regulations, the buyer shall handle the border exit

procedure in accordance with the relevant provisions of

China for the objects of auction that can be taken out of the

territory of China.

Article 54. Remediation of unpaid price

In the event the buyer fails to pay in the price in full in

accordance with the provisions of Article 47, the Company

has the right to take any or several of the following

measures:

1.The bidding deposit will not be refunded and the buyer

shall bear the liabilities accordingly in accordance with

provisions of the rules; in the event the buyer wins several

objects of auction with the same bidding paddle but fails

第209页

to make payment for any of the bidden object of auction

within the stipulated time, all the deposits will not be

refunded and the buyer shall bear the corresponding

responsibilities in accordance with provisions of the rules;

2.The Company may offer part or all information of the

buyer to the third party in cooperation with the Company

and entrust the party to claim part or all the arrearage;

3.The Company may charge interest at the rate of 0.03

percent a day of the arrearage from the eighth day after

the auction conclusion date till the buyer pays in all the

payment except as otherwise agreed;

4.The Company may sue the buyer and request for

compensation of all losses of the Company due to default

of the buyer, including but not limited to the interest

losses due to late payment or non-payment;

5.The Company may retain the object of auction or any

other objects of auction won by the buyer and any other

properties or ownership of the buyer in possession of

the Company. Any and all costs and/or risks during the

retaining period shall be borne by the buyer. In the event

the buyer fails to fulfill the relevant duties in full within the

period specified by the Company, the Company has the

right to dispose the retained item in accordance with the

laws and regulations of China. In the event the disposal of

the retained item cannot compensate the Company for

the arrearage of the buyer, the Company has the right to

make claim separately;

6.The Company may cancel the transaction of the auction

item or any other auction items to the same buyer and

reserve the right to claim losses generated by cancellation

of the transaction;

7.With approval from the seller, the Company may reauction or sell the object in other forms in accordance

with the rules. The original buyer shall pay the margin

between the price of the object re-auctioned or sold in

other form and the original auction price in addition to

the remuneration/commission and other charges that the

buyer and the seller shall pay at the first auction and all the

costs of re-auction or selling in other form.

Article 55. Remediation of delayed ta-king of

auction item

In the event the buyer fails to take the purchased object

of auction within the time stipulated in Article 46, the

Company has the right to take any or several of the

following measures:

1.Store the object of auction in the Company or other place;

any costs and/or risks consequently shall be borne by the

buyer. The buyer may take the object of auction only after

paying the price in full (the package and transport fees

shall be borne by the buyer);

2.The buyer shall be liable for any and all costs and risks

after the expiration of the period stipulated by the

Company in accordance with the rules. In the event the

buyer fails to take the object of auction within 30 days,

the Company has the right to auction or sell the object

with the proper modes and conditions decided by the

Company. The incomes from the object disposal shall be

used for compensating the Company for the consequent

losses and costs (package and transport costs, transport

premium, border exit appraisal fee, storage fee and

notarization fee etc.). The buyer may take the balance, if

any, without interest.

Chapter IV Others

Article 56. Right of preemption of the state

Where the related governmental departments exercise

the right of preemption of the state on the auction item,

laws of the state and related decisions of the government

shall be applied. Related parties shall accept such right of

preemption and give necessary coordination and shoulder

their respective losses thereof.

Article 57. Confidentiality responsib-ilities

The Company shall keep confidentiality for the seller, the

bidder and the buyer, and shall protect the legal rights and

interests of them and the Company from being infringed in

accordance with the laws of the People's Republic of China

and this Rule.

Article 58. Right of appraisal

Should the Company deem it necessary to verify the

auction item, it may do so. Should the appraisal conclusion

contradict the conditions of the auction item stated in an

auction contract, the Company has the right to demand a

change or rescind the contract.

Article 59. Copyright

The Company has the rights to take photos, charts,

catalogues or making other forms of video or promotional

products on any auction items entrusted by the seller for

auction, and enjoys the copyright of aforesaid photos,

charts, catalogues or other forms of video products and

promotional products as specified in the laws.

Article 60. Disclaimer statement

The Company as the agent of the seller bears no

responsibilities for the default behaviors of the sell or the

buyer.

Article 61. Compensation responsi-bilities for

invalid auction

In the event that the auction becomes invalid due to

reasons of related person, the person shall bear related

compensation responsibilities to make up all losses of the

Company. The compensation standards shall be subjected

to earnings of the Company in case that the auction is valid.

Article 62. Notification

The bidder and the seller shall inform the Company their

fixed and valid postal addresses and contacts in form of

bidding registration form, the auction contract or other

methods accepted by the Company, and shall inform the

Company in written form in case that there are any changes.

If the notification is sent via mail delivery, it is deemed that

the Company has sent the notification on the date when it

delivered the notification to postal department and that the

recipients have received the notification in accordance with

normal postal procedures. If the notification is sent via fax,

the date on which the fax is sent shall be deemed as the date

when the recipient receives such notification.

Article 63. Severability

If any provision or part of the provision of the Rule is

found to be invalid, illegal, or unenforceable by a court

of competent jurisdiction, the remainder of the rules shall

continue in full force and effect, and shall be followed and

performed by related parties.

Article 64. Dispute settlement

In case that any disputes raised when related parties attend

the auction activities in accordance with the rules, they

shall file a lawsuit to the people's court of the region where

the Company is located. The dispute shall be settled in

accordance with the laws of the People's Republic of China.

Article 65. Language version

The Chinese version of the rules is the standard one, while

the English version is only for reference. In the event of any

conflict or inconsistency between the Chinese version and

the English version, the former shall be followed.

Article 66. Copyright of the rules

The Company which formulated and revised the rules owns

its copyrights correspondingly. Without the prior written

permit of the Company, nobody can get commercial

benefits with the Rule in any forms or methods, or

duplicate, deliver or store any part of the rules in the search

systems.

Article 67. Singular and plural

In provisions of the rules, the singular words in the context

shall include the plural words and vice versa.

Article 68. Right of revision

The Company has the rights to revise the rules from time to

time based on practical conditions, and the revised version

shall take effects automatically upon the date on which

revision is made. The Company will publicly release the

changes of the rules timely in the most suitable method as

deemed by the Company and in accordance with the laws.

Related parties shall pay attention to the changes, and the

Company has the rights to not circulate any individual

notification.

Article 69. Date of effectiveness

The rules shall take effects since Sep. 1, 2011.

Article 70. Right of final interpretation

Beijing Wen Jin Ge International Auction Co., Ltd reserves

the right of final interpretation of the rules.

第210页

中国历代年表 天干地支纪年

约 B.C. 6500 - 1700 新石器时代

夏 约 B.C. 2100 - 1600

商 约 B.C. 1600 - 1100

约 B.C. 1100 - 256 周

约 B.C. 1100 - 771 西周B.C. 770 - 256 东周

B.C. 770 - 476 春秋

B.C. 475 - 221 战国

秦 B.C. 221 - 206

汉 B.C. 206 - A.D. 220

后梁 907 - 923

后唐 923 - 936

后晋 936 - 946

后汉 947 - 950

后周 951 - 960

十国 902 - 979

西汉 B.C. 206 - A.D. 8

东汉 A.D. 25 - 220

新王莽 A.D. 9 - 23

东晋 317 - 420

十六国 304 - 439

220 - 265 魏

221 - 263 蜀

222 - 263 吴

220 - 265 三国

386 - 534 北魏 北朝

534 - 550 东魏

550 - 577 北齐

535 - 556 西魏

557 - 581 北周

420 - 479 刘宋 南朝

479 - 502 南齐

502 - 557 梁

557 - 589 陈

420 - 581 南北朝

916 - 1125 辽

1368 - 1398 洪武

1399 - 1402 建文

1403 - 1425 永乐

1425 洪熙

1426 - 1435 宣德

1436 - 1449 正统

1450 - 1456 景泰

1457 - 1464 天顺

1488 - 1505 弘治

1465 - 1487 成化

1506 - 1521 正德

1522 - 1566 嘉靖

1567 - 1572 隆庆

1573 - 1619 万历

1620 泰昌

1621 - 1627 天启

1628 - 1644 崇祯

1368 - 1644 明

960 - 1127 北宋

1127 - 1279 南宋

960 - 1279 宋

西晋 265 - 316

东晋十六国 317 - 439

隋 581 - 618

唐 618 - 907

五代 907 - 960

金 1115 - 1234

元 1279 - 1368

顺治 1644 - 1661

康熙 1662 - 1722

雍正 1723 - 1735

乾隆 1736 - 1795

嘉庆 1796 - 1820

道光 1821 - 1850

咸丰 1851 - 1861

同治 1862 - 1874

光绪 1875 - 1908

宣统 1909 - 1911

清 1644 - 1911

洪宪 1916

中华民国 1912 - 1949

中华人民共和国 1949 -

〈 B.C. A.D. 〉

1804

1864

1924

1984甲 子

1805

1865

1925

1985乙 丑

1806

1866

1926

1986丙 寅

1807

1867

1927

1987丁 卯

1808

1868

1928

1988戊 辰

1809

1869

1929

1989己 巳

1810

1870

1930

1990庚 午

1811

1871

1931

1991辛 未

1812

1872

1932

1992壬 申

1813

1873

1933

1993癸 酉

1814

1874

1934

1994

1815

1875

1935

1995

1816

1876

1936

1996

1817

1877

1937

1997

1818

1878

1938

1998

1819

1879

1939

1999

1820

1880

1940

2000

1821

1881

1941

2001

1822

1882

1942

2002

1823

1883

1943

2003甲 戌乙 亥丙 子丁 丑戊 寅己 卯庚 辰辛 巳壬 午癸 未

1824

1884

1944

2004

1825

1885

1945

2005

1826

1886

1946

2006

1827

1887

1947

2007

1828

1888

1948

2008

1829

1889

1949

2009

1830

1890

1950

2010

1831

1891

1951

2011

1832

1892

1952

2012

1833

1893

1953

2013甲 申乙 酉丙 戌丁 亥戊 子己 丑庚 寅辛 卯壬 辰癸 巳

1834

1894

1954

2014

1835

1895

1955

2015

1836

1896

1956

2016

1837

1897

1957

2017

1838

1898

1958

2018

1839

1899

1959

2019

1840

1900

1960

2020

1841

1901

1961

2021

1842

1902

1962

2022

1843

1903

1963

2023甲 午乙 未丙 申丁 酉戊 戌己 亥庚 子辛 丑壬 寅癸 卯

1844

1904

1964

2024

1845

1905

1965

2025

1846

1906

1966

2026

1847

1907

1967

2027

1848

1908

1968

2028

1849

1909

1969

2029

1850

1910

1970

2030

1851

1911

1971

2031

1852

1912

1972

2032

1853

1913

1973

2033甲 辰乙 巳丙 午丁 未戊 申己 酉庚 戌辛 亥壬 子癸 丑

1854

1914

1974

2034

1855

1915

1975

2035

1856

1916

1976

2036

1857

1917

1977

2037

1858

1918

1978

2038

1859

1919

1979

2039

1860

1920

1980

2040

1861

1921

1981

2041

1862

1922

1982

2042

1863

1923

1983

2043甲 寅乙 卯丙 辰丁 巳戊 午己 未庚 申辛 酉壬 戌癸 亥

第211页

委托竞投授权书

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第212页

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第213页

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北京文津阁国际拍卖有限责任公司

Tel: + 8610 - 85911682 Fax: + 8610 - 85911680

北京市西城区文津街 7 号国家图书馆古籍馆西 34 号 100034

Email: info@wjgauction.com

www.wjgauction.com 微信公众号

「文津阁拍卖」

微信小程序

「北京文津阁拍卖」

Beijing Wenjinge International Auction Co., Ltd.

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